BC
Brian Curran
EQUITABLE DISTRIBUTORS
Charlotte, NC 28262
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CRD#: 2220315
BC
Professional summary
Brian Curran is a registered financial professional currently at EQUITABLE DISTRIBUTORS, LLC located in Charlotte, North Carolina.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1992. Brian has worked at 7 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Brian Curran's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 7, 2022 - Present
EQUITABLE DISTRIBUTORS, LLC
Office #1: 8501 Ibm Drive Suite 150, Charlotte, NC 28262BD
CRD#: 25900
Charlotte, NC
Past
April 12, 2022 - November 18, 2022
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DENVER, CO
Past
December 18, 2019 - February 28, 2022
EQUITABLE DISTRIBUTORS, LLC
BD
CRD#: 25900
CHARLOTTE, NC
Past
August 29, 2019 - December 12, 2019
STANCORP EQUITIES, INC.
BD
CRD#: 19517
DENVER, CO
Past
July 27, 2011 - August 6, 2019
EQUITABLE DISTRIBUTORS, LLC
BD
CRD#: 25900
CHARLOTTE, NC
Past
February 29, 2008 - January 20, 2009
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
BD
CRD#: 37819
HARTFORD, CT
Past
April 6, 2000 - February 29, 2008
MFS FUND DISTRIBUTORS, INC.
BD
CRD#: 31052
PEWAUKEE, WI
Past
November 7, 1995 - September 23, 1999
MFS FUND DISTRIBUTORS, INC.
BD
CRD#: 31052
BOSTON, MA
Past
August 16, 1993 - November 4, 1993
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
Past
November 20, 1992 - August 2, 1993
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
BOSTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/4/2025)
RR
Alaska(12/7/2022)
RR
Arizona(3/4/2025)
RR
Arkansas(3/4/2025)
RR
California(12/7/2022)
RR
Colorado(12/7/2022)
RR
Connecticut(3/4/2025)
RR
Delaware(3/4/2025)
RR
District of Columbia(3/4/2025)
RR
Florida(5/24/2024)
RR
Georgia(3/4/2025)
RR
Hawaii(12/7/2022)
RR
Idaho(5/14/2024)
RR
Illinois(3/4/2025)
RR
Indiana(3/4/2025)
RR
Iowa(3/4/2025)
RR
Kansas(3/4/2025)
RR
Kentucky(3/4/2025)
RR
Louisiana(3/4/2025)
RR
Maine(3/4/2025)
RR
Maryland(3/4/2025)
RR
Massachusetts(3/4/2025)
RR
Michigan(3/4/2025)
RR
Minnesota(3/4/2025)
RR
Mississippi(3/4/2025)
RR
Missouri(3/4/2025)
RR
Montana(3/4/2025)
RR
Nebraska(3/4/2025)
RR
Nevada(5/14/2024)
RR
New Hampshire(3/4/2025)
RR
New Jersey(3/4/2025)
RR
New Mexico(3/4/2025)
RR
New York(3/4/2025)
RR
North Carolina(3/4/2025)
RR
North Dakota(3/4/2025)
RR
Ohio(3/5/2025)
RR
Oklahoma(3/4/2025)
RR
Oregon(12/7/2022)
RR
Pennsylvania(3/4/2025)
RR
Puerto Rico(3/4/2025)
RR
Rhode Island(3/4/2025)
RR
South Carolina(3/4/2025)
RR
South Dakota(3/4/2025)
RR
Tennessee(3/4/2025)
RR
Texas(3/4/2025)
RR
Utah(5/14/2024)
RR
Vermont(3/4/2025)
RR
Virginia(3/4/2025)
RR
Washington(12/7/2022)
RR
West Virginia(3/4/2025)
RR
Wisconsin(3/4/2025)
RR
Wyoming(5/14/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ED
EQUITABLE DISTRIBUTORS, LLC
AXA DISTRIBUTORS, LLC | EQUITABLE DISTRIBUTORS, LLC | EQUITABLE DISTRIBUTORS, INC. | AXA PARTNERS, A BUSINESS UNIT OF AXA DISTRIBUTORS, LLC
CRD#: 25900 / SEC#: , 8-42123
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
8501 Ibm Drive, Suite 150, Charlotte, NC 28262
Mailing Address
1345 Avenue Of The Americas, New York, NY 10105
Phone number
(212) 314-2137
Established
Delaware since 01/01/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQ HOLDINGS, LLC | OWNER | |
| D'AUGUSTE, ARIELLE RACHEL | GENERAL COUNSEL | 7252573 |
| DURSO, ALFRED JOSEPH | CHIEF COMPLIANCE OFFICER | 2546771 |
| KAIS, JAMES MICHAEL | DIRECTOR | 2529327 |
| LANE, NICHOLAS BURRITT | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4994948 |
| SCANLON, STEPHEN CAULEY | DIRECTOR | 2219308 |
| SCAPPATOR, CANDACE LYNN | FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4697607 |
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
