John M. Bowers
Professional summary
John Matthew Bowers, who also goes by John Bowers, is a registered financial professional currently at GTS EXECUTION SERVICES LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1996. John has worked at 4 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Matthew Bowers's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 10, 2020 - Present
GTS EXECUTION SERVICES LLC
Office #1: 625 Avenue Of Americas 3rd Floor, New York, NY 10011January 2, 2018 - January 3, 2021
GTS SECURITIES LLC
February 5, 2004 - June 20, 2018
TRADEMAS INC.
October 31, 1996 - February 6, 2004
RDM SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/22/2021)
(12/22/2020)
(4/7/2021)
(9/12/2023)
(4/20/2021)
(12/14/2020)
(5/18/2021)
(3/25/2021)
(3/24/2021)
(4/19/2021)
(4/21/2021)
(10/30/2020)
(12/9/2022)
(1/6/2021)
(11/4/2021)
(9/2/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 11/20/2020
Securities Trader ExamFINRA
New York Stock Exchange
Current Firm
GTS EXECUTION SERVICES LLC
CRD#: 306364 / SEC#: , 8-70455
Contact information
FINRA licenses (21 States and Territories)
Documents
Red Flags
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