Steven D. Ledner
Professional summary
Steven David Ledner is a registered financial professional currently at EQUITABLE DISTRIBUTORS, LLC located in Charlotte, North Carolina.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1992. Steven has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven David Ledner's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 22, 2014 - Present
EQUITABLE DISTRIBUTORS, LLC
Office #1: 8501 Ibm Drive Suite 150, Charlotte, NC 28262August 15, 2014 - October 3, 2014
ASSETMARK BROKERAGE, LLC
June 13, 2014 - October 7, 2014
ASSETMARK, INC.
April 15, 2014 - August 15, 2014
CAPITAL BROKERAGE CORPORATION
April 28, 2011 - December 31, 2013
EVERLAKE DISTRIBUTORS, LLC
October 13, 2009 - April 12, 2011
STIRA CAPITAL MARKETS GROUP, LLC
May 15, 2006 - July 14, 2009
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
June 18, 2001 - May 1, 2006
COREBRIDGE CAPITAL SERVICES, INC.
July 30, 1996 - August 23, 2000
CAPITAL CLIENT GROUP, INC.
February 28, 1992 - March 8, 1993
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/7/2015)
(2/23/2015)
(1/9/2015)
(1/26/2021)
(1/6/2015)
(1/6/2015)
Exams
FINRA
Current Firm
EQUITABLE DISTRIBUTORS, LLC
CRD#: 25900 / SEC#: , 8-42123
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQ HOLDINGS, LLC | OWNER | |
| D'AUGUSTE, ARIELLE RACHEL | GENERAL COUNSEL | 7252573 |
| DURSO, ALFRED JOSEPH | CHIEF COMPLIANCE OFFICER | 2546771 |
| KAIS, JAMES MICHAEL | DIRECTOR | 2529327 |
| LANE, NICHOLAS BURRITT | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4994948 |
| SCANLON, STEPHEN CAULEY | DIRECTOR | 2219308 |
| SCAPPATOR, CANDACE LYNN | FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4697607 |
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
