Michael Capelli

VELOCITY CLEARING

New York, NY 10038

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CRD#: 2213756

Professional summary

Michael Capelli is a registered financial professional currently at VELOCITY CLEARING, LLC located in New York, New York and TOR BROKERAGE LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 8 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Capelli's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 27, 2026 - Present

VELOCITY CLEARING, LLC

Office #1: 199 Water Street 10th Floor, New York, NY 10038

CRD#: 126588

New York, NY

Current

June 16, 2026 - Present

TOR BROKERAGE LLC

Office #1: 199 Water Street 10th Floor, New York, NY 10038

CRD#: 135274

New York, NY

Past

January 3, 2023 - June 6, 2024

FENNEL

CRD#: 316281

LOS ANGELES, CA

Past

August 9, 2007 - September 20, 2022

LIQUIDNET, INC.

CRD#: 103987

NEW YORK, NY

Past

December 19, 2003 - August 27, 2007

MILETUS TRADING, LLC

CRD#: 127732

NEW YORK, NY

Past

August 5, 1994 - September 25, 2002

VIRTU ITG LLC

CRD#: 29299

NEW YORK, NY

Past

May 15, 1992 - July 10, 1992

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

March 26, 1992 - May 26, 1992

D. H. BLAIR & CO., INC.

CRD#: 6833

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/27/2026)

Alaska
(5/27/2026)

Arizona
(5/27/2026)

Arkansas
(5/27/2026)

California
(5/27/2026)

Colorado
(5/27/2026)

Connecticut
(5/27/2026)

Delaware
(5/27/2026)

District of Columbia
(5/27/2026)

Florida
(5/27/2026)

Georgia
(5/27/2026)

Hawaii
(5/27/2026)

Idaho
(5/27/2026)

Illinois
(5/27/2026)

Indiana
(5/27/2026)

Iowa
(5/27/2026)

Kansas
(5/27/2026)

Kentucky
(5/27/2026)

Louisiana
(5/27/2026)

Maine
(5/27/2026)

Maryland
(5/27/2026)

Massachusetts
(5/27/2026)

Michigan
(5/27/2026)

Minnesota
(5/27/2026)

Mississippi
(5/27/2026)

Missouri
(5/27/2026)

Montana
(5/27/2026)

Nebraska
(5/27/2026)

Nevada
(5/27/2026)

New Hampshire
(5/27/2026)

New Jersey
(5/27/2026)

New Mexico
(5/27/2026)

New York
(5/27/2026)

North Carolina
(5/28/2026)

North Dakota
(5/27/2026)

Ohio
(5/27/2026)

Oklahoma
(5/27/2026)

Oregon
(5/27/2026)

Pennsylvania
(5/27/2026)

Puerto Rico
(5/27/2026)

Rhode Island
(5/27/2026)

South Carolina
(5/27/2026)

South Dakota
(5/27/2026)

Tennessee
(5/27/2026)

Texas
(5/27/2026)

Utah
(5/27/2026)

Vermont
(5/27/2026)

Virgin Islands
(5/27/2026)

Virginia
(5/27/2026)

Washington
(5/27/2026)

West Virginia
(5/27/2026)

Wisconsin
(5/27/2026)

Wyoming
(5/27/2026)

Exams

What does exam status mean?

State Security Law Exam

Series 63

Status Unavailable

Passed: 8/25/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Status Unavailable

Passed: 1/26/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Status Unavailable

Passed: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Status Unavailable

Passed: 12/2/1998

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 8/19/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Status Unavailable

Passed: 11/7/2003

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Status Unavailable

Passed: 8/13/2003

General Securities Principal Examination

SRO Registrations

24X National Exchange LLC

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

Long-Term Stock Exchange, Inc.

SRO Registrations

MEMX LLC

SRO Registrations

MIAX PEARL, LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

Nasdaq Texas, LLC

SRO Registrations

New York Stock Exchange

Current Firm

TOR BROKERAGE LLC

CRD#: 135274 / SEC#: , 8-66903

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

1301 Route 36 Suite 103, Hazlet, NJ 07730

Mailing Address

1301 Route 36 Suite 103, Hazlet, NJ 07730

Phone number

(732) 375-2459

Established

Delaware since 02/09/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (7 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
VCT HOLDINGS LLC	SOLE MEMBER
APPELSON, STUART DAVID	FINOP	2176520
CRAWFORD, LAURA LYNN	CHIEF COMPLIANCE OFFICER	2666224
KRKUTI, BESART	CHIEF FINANCIAL OFFICER	7318260
SCHAEFFER, BRIAN KEITH	CEO	3063403

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael Capelli

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Capelli's CRS (Customer Relationship Summary).

Certified licenses

Experience

TOR BROKERAGE LLC

FENNEL

LIQUIDNET, INC.

MILETUS TRADING, LLC

VIRTU ITG LLC

LEHMAN BROTHERS INC.

D. H. BLAIR & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Passed: 8/25/1994

Series 99TO

Passed: 1/26/2023

Series 57TO

Passed: 1/2/2023

SIE

Passed: 10/1/2018

Series 55

Passed: 12/2/1998

Series 7

Passed: 8/19/1994

Series 4

Passed: 11/7/2003

Series 24

Passed: 8/13/2003

24X National Exchange LLC

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

Cboe Exchange, Inc.

FINRA

Investors' Exchange LLC

Long-Term Stock Exchange, Inc.

MEMX LLC

MIAX PEARL, LLC

NYSE Arca, Inc.

Nasdaq PHLX LLC

Nasdaq Stock Market

Nasdaq Texas, LLC

New York Stock Exchange

Current Firm

TOR BROKERAGE LLC

Contact information

FINRA licenses (7 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TOR BROKERAGE LLC

TRUST BUT VERIFY

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