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DB

Daniel Bruk

NORDEA SECURITIES
New York, NY 10036
Some features on this profile are disabled
CRD#: 2211091
DB

Professional summary

Daniel Bruk is a registered financial professional currently at NORDEA SECURITIES LLC located in New York, New York.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 2000. Daniel has worked at 6 firms and has passed the Series 66, Series 79TO, Series 52TO, Series 16, SIE, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Bruk's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 16, 2019 - Present

NORDEA SECURITIES LLC

Office #1: 1211 Avenue Of The Americas, New York, NY 10036Office #2: 1211 Avenue Of The Americas, New York, NY 10036
BD
CRD#: 292574
New York, NY
Past

December 7, 2018 - May 2, 2019

TORINO CAPITAL LLC

BD
CRD#: 157525
NEW YORK, NY
Past

August 10, 2009 - September 30, 2010

COMMERZBANK CAPITAL MARKETS CORP.

BD
CRD#: 21787
NEW YORK, NY
Past

May 15, 2007 - August 30, 2018

COMMERZ MARKETS LLC

BD
CRD#: 41957
NEW YORK, NY
Past

December 1, 2003 - May 22, 2007

RBS SECURITIES CORPORATION

BD
CRD#: 118936
NEW YORK, NY
Past

April 18, 2000 - June 23, 2003

FAMILY MANAGEMENT SECURITIES, LLC

BD
CRD#: 44319
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(5/16/2019)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/14/2000
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 16
Date: 12/22/2021
NYSE Supervisory Analyst Examination
General Industry/Product Exam
RR
SIE
Date: 8/30/2018
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 53
Date: 6/21/2003
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 12/26/2000
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/22/2000
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

NS
NORDEA SECURITIES LLC
NORDEA MARKETS LLC | NORDEA SECURITIES LLC

CRD#: 292574 / SEC#: , 8-70077

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1211 Avenue Of The Americas, New York, NY 10036
Mailing Address
1211 Avenue Of The Americas, New York, NY 10036
Phone number
(212) 318-9622
Established
Delaware since 11/04/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
NORDEA MARKETS HOLDING COMPANY INCSOLE MEMBER
BRUK, DANIELCHIEF COMPLIANCE OFFICER2211091
HOLM-JOERGENSEN, KRAENCOO AND FINOP6705173
STEFFENSEN, HENRIK MARTINCHIEF EXECUTIVE OFFICER4252634

Red Flags

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Company Information

NORDEA SECURITIES LLC

CRD#: 292574New York, NY 10036

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