AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
IL

Ivan Luburic

TZ CLEAR
Brooklyn, NY
·CRD# 2189458·35 years experience

Professional Summary

Ivan Luburic, who also goes by IVan Luburic, is a registered financial advisor currently at TZ CLEAR LLC located in Brooklyn, New York. Ivan is registered as a RR (Registered Representative) and started their career in finance in 1991. Ivan has worked at 17 firms and has passed the Series 66, Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 10, Series 9, Series 4, Series 24 and Series 8 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ivan Luburic

Blog Corner

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
View profile
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
Matthew James Borja Wang
Matthew James Borja Wang

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW YORK, NY · CRD#
Benjamin Odessey Stephenson
Benjamin Odessey Stephenson

EQUITABLE ADVISORS, LLC

NEW YORK, NY · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
Matthew James Borja Wang
Matthew James Borja Wang

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW YORK, NY · CRD#
Benjamin Odessey Stephenson
Benjamin Odessey Stephenson

EQUITABLE ADVISORS, LLC

NEW YORK, NY · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
Matthew James Borja Wang
Matthew James Borja Wang

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW YORK, NY · CRD#
Benjamin Odessey Stephenson
Benjamin Odessey Stephenson

EQUITABLE ADVISORS, LLC

NEW YORK, NY · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
Matthew James Borja Wang
Matthew James Borja Wang

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW YORK, NY · CRD#
Benjamin Odessey Stephenson
Benjamin Odessey Stephenson

EQUITABLE ADVISORS, LLC

NEW YORK, NY · CRD#

Years of Experience

35 years in the financial services industry

Current & Past Employments

TZ CLEAR LLC·CRD# 8089
BD
67 35th Street Suite 450a, Brooklyn, NY 11232-0700
October 3, 2024 - Present
STONEX ADVISORS INC.·CRD# 174182
RIA
New York, NY
April 4, 2022 - October 2, 2024
STONEX OUTSOURCED SERVICES LLC·CRD# 30773
BD
New York, NY
October 6, 2021 - October 2, 2024
STONEX FINANCIAL INC.·CRD# 45993
BD
New York, NY
October 2, 2020 - October 2, 2024
E*TRADE SECURITIES LLC·CRD# 29106
BD
Jersey City, NJ
September 30, 2016 - September 30, 2020
HARRISDIRECT LLC·CRD# 42159
RIA
Jersey City, NJ
November 19, 2013 - November 3, 2020
E*TRADE CLEARING LLC·CRD# 25025
BD
Jersey City, NJ
November 18, 2013 - September 30, 2016
COLUMBUS ADVISORY GROUP, LTD.·CRD# 126331
BD
New York, NY
January 4, 2012 - September 25, 2013
AEGIS CAPITAL CORP.·CRD# 15007
BD
New York, NY
April 6, 2010 - January 3, 2012
VISION SECURITIES INC.·CRD# 35001
BD
Port Washington, NY
November 6, 2008 - December 11, 2009
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
April 19, 2006 - March 27, 2008
J.P. MORGAN CLEARING CORP.·CRD# 28432
BD
Brooklyn, NY
December 10, 2002 - July 22, 2005
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
December 10, 2002 - July 22, 2005
COWEN SECURITIES LLC·CRD# 23510
BD
New York, NY
December 12, 2001 - September 5, 2002
CARLIN EQUITIES, LLC·CRD# 31295
BD
New York, NY
April 17, 2000 - August 28, 2002
TD AMERITRADE, INC.·CRD# 7870
BD
Omaha, NE
May 29, 1992 - March 31, 2000
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
November 25, 1991 - April 6, 1992

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
Matthew James Borja Wang
Matthew James Borja Wang

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW YORK, NY · CRD#
Benjamin Odessey Stephenson
Benjamin Odessey Stephenson

EQUITABLE ADVISORS, LLC

NEW YORK, NY · CRD#

Current Firm

TC
TZ CLEAR LLC

KOONCE SECURITIES, INC. | TZ CLEAR LLC | KOONCE SECURITIES, LLC

CRD#: 8089 / SEC#: 8-24511
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

8080 North Central Expressway Suite 1700, Dallas, TX 75206

Mailing Address

8080 North Central Expressway Suite 1700, Dallas, TX 75206

Phone Number

(214) 216-0851

Established

Delaware since 07/22/2014

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
TRADEZERO USA, INC.PARENT COMPANY—
CALLEJAS, KHRISMANAGER6062989
DENNEY, NICOLETTE IRISACHIEF FINANCIAL OFFICER FIN/OP1090644
JEHL, ILA S. IIICEO1893486
LUBURIC, IVANCHIEF COMPLIANCE OFFICER2189458
REX, COLETTE MCPP / POO1901452
SHEARIN, MICHAEL AMANAGER6358252

Disclosures

Regulatory Event

5

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
Matthew James Borja Wang
Matthew James Borja Wang

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW YORK, NY · CRD#
Benjamin Odessey Stephenson
Benjamin Odessey Stephenson

EQUITABLE ADVISORS, LLC

NEW YORK, NY · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Registered Representative may be coded as employee of parent or an affiliate of the parent. The employee may also have various roles for the Firm's affiliates including but not limited to Board positions, please refer to Item 12, employment section, of the U4 for information. Hours may vary as dictated by corporate needs.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
Matthew James Borja Wang
Matthew James Borja Wang

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW YORK, NY · CRD#
Benjamin Odessey Stephenson
Benjamin Odessey Stephenson

EQUITABLE ADVISORS, LLC

NEW YORK, NY · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(10/3/2024)
RR
Texas
(10/3/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2013About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1991About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2002

Series 7 — General Securities Representative Examination

Passed Nov 1991About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2023About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2023About the Series 9 exam

Series 4 — Registered Options Principal Examination

Passed May 2001About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jul 2000About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Nov 1993
FINRA
SRO Registrations

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
Matthew James Borja Wang
Matthew James Borja Wang

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW YORK, NY · CRD#
Benjamin Odessey Stephenson
Benjamin Odessey Stephenson

EQUITABLE ADVISORS, LLC

NEW YORK, NY · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Ivan Luburic's CRS (Customer Relationship Summary).

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
Matthew James Borja Wang
Matthew James Borja Wang

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW YORK, NY · CRD#
Benjamin Odessey Stephenson
Benjamin Odessey Stephenson

EQUITABLE ADVISORS, LLC

NEW YORK, NY · CRD#
IL
Follow Ivan
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required