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DB

David A. Barbrack

SEAPORT GLOBAL SECURITIES LLC
Greenwich, CT 06831
Some features on this profile are disabled
CRD#: 2180875
DB

Professional summary

David Andrew Barbrack is a registered financial professional currently at SEAPORT GLOBAL SECURITIES LLC located in Greenwich, Connecticut.

David is registered as a RR (Registered Representative) and started their career in finance in 1991. David has worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Andrew Barbrack's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 16, 2021 - Present

SEAPORT GLOBAL SECURITIES LLC

Office #1: 2 Greenwich Office Park Suite 150, Greenwich, CT 06831
BD
CRD#: 116270
Greenwich, CT
Past

May 29, 2014 - May 12, 2021

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

February 26, 2009 - May 30, 2014

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

February 13, 2009 - February 23, 2009

PAR5 CAPITAL & CO LLC

BD
CRD#: 134657
RAMSEY, NJ
Past

February 10, 2006 - December 31, 2008

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

January 23, 2006 - February 7, 2006

SANTANDER INVESTMENT SECURITIES INC.

BD
CRD#: 37216
NEW YORK, NY
Past

July 1, 2002 - October 14, 2005

PORTIGON SECURITIES INC.

BD
CRD#: 10050
NEW YORK, NY
Past

July 30, 1999 - June 24, 2002

SANTANDER INVESTMENT SECURITIES INC.

BD
CRD#: 37216
NEW YORK, NY
Past

June 26, 1998 - August 3, 1999

BCH SECURITIES INC.

BD
CRD#: 43606
NEW YORK, NY
Past

November 17, 1993 - December 23, 1997

LTCB LATIN AMERICA, INC.

BD
CRD#: 30396
Past

October 18, 1991 - July 24, 1992

MG TRADING

BD
CRD#: 20011

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/16/2021)
RR
Alaska
(4/16/2021)
RR
Arizona
(4/16/2021)
RR
Arkansas
(4/16/2021)
RR
California
(4/16/2021)
RR
Colorado
(4/16/2021)
RR
Connecticut
(4/16/2021)
RR
Delaware
(4/16/2021)
RR
District of Columbia
(4/16/2021)
RR
Florida
(4/16/2021)
RR
Georgia
(4/16/2021)
RR
Hawaii
(4/16/2021)
RR
Idaho
(4/16/2021)
RR
Illinois
(4/16/2021)
RR
Indiana
(4/16/2021)
RR
Iowa
(4/16/2021)
RR
Kansas
(4/16/2021)
RR
Kentucky
(4/16/2021)
RR
Louisiana
(4/16/2021)
RR
Maine
(4/16/2021)
RR
Maryland
(4/16/2021)
RR
Massachusetts
(4/16/2021)
RR
Michigan
(4/16/2021)
RR
Minnesota
(4/16/2021)
RR
Mississippi
(4/16/2021)
RR
Missouri
(4/16/2021)
RR
Montana
(4/16/2021)
RR
Nebraska
(4/16/2021)
RR
Nevada
(4/16/2021)
RR
New Hampshire
(4/16/2021)
RR
New Jersey
(4/16/2021)
RR
New Mexico
(4/16/2021)
RR
New York
(4/16/2021)
RR
North Carolina
(4/16/2021)
RR
North Dakota
(4/16/2021)
RR
Ohio
(4/16/2021)
RR
Oklahoma
(4/16/2021)
RR
Oregon
(4/16/2021)
RR
Pennsylvania
(4/16/2021)
RR
Puerto Rico
(4/16/2021)
RR
Rhode Island
(4/16/2021)
RR
South Carolina
(4/16/2021)
RR
South Dakota
(4/16/2021)
RR
Tennessee
(4/16/2021)
RR
Texas
(4/16/2021)
RR
Utah
(4/16/2021)
RR
Vermont
(4/16/2021)
RR
Virginia
(4/16/2021)
RR
Washington
(4/16/2021)
RR
West Virginia
(4/16/2021)
RR
Wisconsin
(4/16/2021)
RR
Wyoming
(4/16/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 10/29/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 7/20/1998
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 10/16/1991
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 4/27/1994
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/31/1991
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

SG
SEAPORT GLOBAL SECURITIES LLC
GLOBAL HUNTER SECURITIES | THE SEAPORT GROUP | SP CREDIT DIRECT LLC | SEAPORT RESEARCH PARTNERS | SEAPORT GLOBAL SECURITIES LLC | SEAPORT GLOBAL | SEA PORT GROUP SECURITIES, LLC | SEA PORT GROUP SECURITIES LLC

CRD#: 116270 / SEC#: , 8-53535

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
360 Madison Ave 22nd Floor, New York, NY 10017
Mailing Address
360 Madison Ave 22nd Floor, New York, NY 10017
Phone number
(212) 616-7700
Established
Delaware since 05/04/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SEAPORT GLOBAL HOLDINGS LLCPARENT COMPANY
MEAGHER, MICHAEL JEFFERSONCEO1755168
MEYER, MICHAEL JOHNFIXED INCOME TRADING SUPERVISOR1746788
SMITH, STEPHEN CORCORANTREASURER1248750
WITTHAUT, MARKUS CLEMENSFINOP/CCO/CFO/PFO4480831

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SEAPORT GLOBAL SECURITIES LLC

CRD#: 116270Greenwich, CT 06831

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