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Michael John Meyer

SEAPORT GLOBAL SECURITIES
CHARLESTON, SC
·CRD# 1746788·37 years experience

Professional Summary

Michael John Meyer, who also goes by Michael J Meyer, is a registered financial advisor currently at SEAPORT GLOBAL SECURITIES LLC located in Charleston, South Carolina. Michael is registered as a RR (Registered Representative) and started their career in finance in 1989. Michael has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael J Meyer

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

SEAPORT GLOBAL SECURITIES LLC·CRD# 116270
BD
1. 315 King Street Unit 201, Charleston, SC 294012. 360 Madison Ave 22nd Floor, New York, NY 100173. 360 Madison Avenue 22nd Floor, New York, NY, 10017
June 3, 2009 - Present
AXEGINE SECURITIES LLC·CRD# 291120
BD
New York, NY
January 25, 2019 - January 31, 2022
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
New York, NY
July 29, 2002 - November 29, 2007
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
December 1, 1998 - August 2, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
December 11, 1993 - August 21, 1998
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
September 30, 1991 - July 29, 1993
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
December 12, 1989 - July 29, 1993

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Current Firm

SG
SEAPORT GLOBAL SECURITIES LLC

PERICLES CAPITAL | SP CREDIT DIRECT LLC | SEAPORT RESEARCH PARTNERS | SEAPORT GLOBAL SECURITIES LLC | SEAPORT GLOBAL | SEA PORT GROUP SECURITIES, LLC

CRD#: 116270 / SEC#: 8-53535
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

360 Madison Ave 22nd Floor, New York, NY 10017

Mailing Address

360 Madison Ave 22nd Floor, New York, NY 10017

Phone Number

(212) 616-7700

Established

Delaware since 05/04/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SEAPORT GLOBAL HOLDINGS LLCPARENT COMPANY—
MEAGHER, MICHAEL JEFFERSONCEO1755168
MEYER, MICHAEL JOHNFIXED INCOME TRADING SUPERVISOR1746788
SMITH, STEPHEN CORCORANTREASURER1248750
WITTHAUT, MARKUS CLEMENSFINOP/CCO/CFO/PFO4480831

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(6/16/2009)
RR
Alaska
(5/5/2011)
RR
Arizona
(6/16/2009)
RR
Arkansas
(6/15/2009)
RR
California
(6/3/2009)
RR
Colorado
(6/4/2009)
RR
Connecticut
(6/3/2009)
RR
Delaware
(6/12/2009)
RR
District of Columbia
(6/12/2009)
RR
Florida
(6/11/2009)
RR
Georgia
(6/5/2009)
RR
Hawaii
(5/5/2011)
RR
Idaho
(6/4/2009)
RR
Illinois
(6/3/2009)
RR
Indiana
(6/3/2009)
RR
Iowa
(6/4/2009)
RR
Kansas
(6/3/2009)
RR
Kentucky
(6/3/2009)
RR
Louisiana
(6/15/2009)
RR
Maine
(6/4/2009)
RR
Maryland
(6/9/2009)
RR
Massachusetts
(6/10/2009)
RR
Michigan
(6/8/2009)
RR
Minnesota
(6/15/2009)
RR
Mississippi
(6/17/2009)
RR
Missouri
(6/3/2009)
RR
Montana
(6/10/2009)
RR
Nebraska
(6/9/2009)
RR
Nevada
(6/11/2009)
RR
New Hampshire
(6/5/2009)
RR
New Jersey
(6/11/2009)
RR
New Mexico
(6/11/2009)
RR
New York
(6/11/2009)
RR
North Carolina
(1/2/2013)
RR
North Dakota
(6/12/2009)
RR
Ohio
(6/10/2009)
RR
Oklahoma
(6/3/2009)
RR
Oregon
(6/3/2009)
RR
Pennsylvania
(6/4/2009)
RR
Puerto Rico
(9/27/2016)
RR
Rhode Island
(6/5/2009)
RR
South Carolina
(6/11/2009)
RR
South Dakota
(6/15/2009)
RR
Tennessee
(6/11/2009)
RR
Texas
(5/27/2011)
RR
Utah
(6/3/2009)
RR
Vermont
(6/4/2009)
RR
Virginia
(6/3/2009)
RR
Washington
(6/3/2009)
RR
West Virginia
(6/24/2009)
RR
Wisconsin
(6/15/2009)
RR
Wyoming
(6/3/2009)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2012About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jan 2007

Series 7 — General Securities Representative Examination

Passed Nov 1989About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2000About the Series 24 exam
FINRA
SRO Registrations
Nasdaq ISE, LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael John Meyer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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