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Willard Powers

EXCHANGERIGHT SECURITIES
Pasadena, CA
·CRD# 2180629·35 years experience

Professional Summary

Willard Powers, who also goes by Will Powers Jr, Will Powers, Willard Powers Jr, Willard Nmn Powers, is a registered financial advisor currently at EXCHANGERIGHT SECURITIES, LLC located in Pasadena, California. Willard is registered as a RR (Registered Representative) and started their career in finance in 1991. Willard has worked at 22 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Will Powers Jr, Will Powers, Willard Powers Jr, Willard Nmn Powers

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

EXCHANGERIGHT SECURITIES, LLC·CRD# 283430
BD
1055 E. Colorado Blvd, Suite 3130, Pasadena, CA 91106
March 19, 2025 - Present
COLTON ALEXANDER SECURITIES LLC·CRD# 310915
BD
San Juan, PR
November 7, 2024 - March 12, 2025
REDSWAN MARKETS, LLC·CRD# 322259
BD
Houston, TX
April 15, 2024 - September 19, 2024
ORCHARD SECURITIES, LLC·CRD# 133378
BD
Pleasant Grove, UT
August 4, 2020 - November 30, 2021
ORCHARD SECURITIES, LLC·CRD# 133378
BD
Pleasant Grove, UT
February 17, 2018 - December 22, 2018
ARETE WEALTH MANAGEMENT, LLC·CRD# 44856
BD
Chicago, IL
May 31, 2016 - December 31, 2016
ARETE WEALTH MANAGEMENT, LLC·CRD# 44856
BD
Chicago, IL
March 21, 2016 - April 26, 2016
PTX SECURITIES, LLC·CRD# 7735
BD
Plano, TX
December 9, 2014 - October 23, 2015
INTERNATIONAL ASSETS ADVISORY, LLC·CRD# 10645
BD
Orlando, FL
October 3, 2012 - July 1, 2014
KBR CAPITAL MARKETS, LLC·CRD# 128800
BD
Palo Alto, CA
May 4, 2012 - September 28, 2012
LIGHTSTONE SECURITIES, LLC·CRD# 132596
BD
Mahwah, NJ
January 20, 2010 - February 8, 2011
CM SECURITIES, LLC·CRD# 127136
BD
Las Vegas, NV
July 14, 2009 - January 7, 2010
SELECT CAPITAL CORPORATION·CRD# 145997
BD
Phoenix, AZ
April 28, 2009 - May 27, 2009
WES INVESTMENTS, LLC·CRD# 144097
BD
Chicago, IL
November 7, 2007 - April 30, 2009
WELTON STREET INVESTMENTS LLC·CRD# 132111
BD
Braintree, MA
August 30, 2005 - November 2, 2007
ARES WEALTH MANAGEMENT SOLUTIONS, LLC·CRD# 119546
BD
Denver, CO
August 9, 2002 - July 12, 2005
AMUNDI DISTRIBUTOR US, INC.·CRD# 24497
BD
Boston, MA
November 28, 2000 - August 21, 2002
ING FUNDS DISTRIBUTOR, INC.·CRD# 36461
BD
Wilmington, DE
April 22, 1999 - September 20, 2000
STEPHENS·CRD# 3496
BD
Little Rock, AR
September 29, 1997 - October 13, 1998
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP·CRD# 7325
BD
Boston, MA
September 13, 1996 - October 16, 1997
GUARANTY BROKERAGE SERVICES, INC.·CRD# 23302
BD
St. Cloud, MN
August 28, 1995 - July 9, 1996
CONSECO SECURITIES, INC.·CRD# 29367
BD
Carmel, IN
April 26, 1994 - September 15, 1995
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
November 5, 1991 - September 20, 1993
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
November 5, 1991 - September 20, 1993

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Current Firm

ES
EXCHANGERIGHT SECURITIES, LLC

EXCHANGERIGHT SECURITIES, LLC

CRD#: 283430 / SEC#: 8-69753
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106

Mailing Address

1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106

Phone Number

(626) 564-1031

Established

California since 01/06/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EXCHANGERIGHT HOLDINGS, LLCOWNER—
DRYDEN, SUSANA KAYCHIEF COMPLIANCE OFFICER, MANAGING MEMBER5327906
THOMAS, WARREN JESSE MCEWINPRESIDENT, MANAGING MEMBER2299254
THORNTON, STEVEN LEEFINOP4496384
UNGERECHT, JOSHUA PAULCEO, MANAGING MEMBER5183573

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(5/19/2025)
RR
Florida
(3/19/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2025About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2017About the Series 65 exam

Series 7TO — General Securities Representative Examination

Passed Jul 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1991About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2022About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Willard Powers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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