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Elizabeth Jane Ward

EXCHANGERIGHT SECURITIES
Pasadena, CA
·CRD# 2179928·29 years experience

Professional Summary

Elizabeth Jane Ward, who also goes by Betsy Mcmenimen, Elizabeth Jane Mcmenimen, Betsy Ward, is a registered financial advisor currently at EXCHANGERIGHT SECURITIES, LLC located in Pasadena, California. Elizabeth is registered as a RR (Registered Representative) and started their career in finance in 1997. Elizabeth has worked at 14 firms and has passed the Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Betsy Mcmenimen, Elizabeth Jane Mcmenimen, Betsy Ward

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

EXCHANGERIGHT SECURITIES, LLC·CRD# 283430
BD
1055 E. Colorado Blvd, Suite 3130, Pasadena, CA 91106
January 8, 2026 - Present
CRESCENT SECURITIES GROUP, INC.·CRD# 114993
BD
Plano, TX
January 3, 2023 - December 31, 2025
THE M & A GROUP LLC·CRD# 144909
BD
Stillwater, MN
September 6, 2019 - December 14, 2022
JCC CAPITAL MARKETS, LLC·CRD# 146776
BD
Laguna Niguel, CA
June 28, 2017 - August 15, 2019
AMERICAN ELM DISTRIBUTION PARTNERS, LLC·CRD# 153322
BD
Portsmouth, NH
September 26, 2016 - January 20, 2017
EMERSON EQUITY LLC·CRD# 130032
BD
Minneapolis, MN
April 24, 2015 - April 26, 2016
CABOT LODGE SECURITIES LLC·CRD# 159712
BD
Lake Elmo, MN
November 15, 2013 - October 8, 2014
ALLIANZ LIFE FINANCIAL SERVICES, LLC·CRD# 612
BD
Golden Valley, MN
September 4, 2013 - November 13, 2013
AEI SECURITIES, INC.·CRD# 6158
BD
St. Paul, MN
November 1, 2012 - June 7, 2013
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC·CRD# 332
BD
San Mateo, CA
July 24, 2002 - December 19, 2003
AMERICAN UNITED LIFE INSURANCE COMPANY·CRD# 1075
BD
Indianapolis, IN
November 3, 2000 - October 30, 2001
INVEST FINANCIAL CORPORATION·CRD# 12984
BD
Appleton, WI
February 10, 1999 - September 5, 2000
THE LEADERS GROUP, INC.·CRD# 37157
BD
Summit, NJ
July 9, 1998 - January 15, 1999
AMERIPRIME FINANCIAL SECURITIES, INC.·CRD# 38183
BD
Southlake, TX
April 22, 1997 - June 3, 1998

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Current Firm

ES
EXCHANGERIGHT SECURITIES, LLC

EXCHANGERIGHT SECURITIES, LLC

CRD#: 283430 / SEC#: 8-69753
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106

Mailing Address

1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106

Phone Number

(626) 564-1031

Established

California since 01/06/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EXCHANGERIGHT HOLDINGS, LLCOWNER—
DRYDEN, SUSANA KAYCHIEF COMPLIANCE OFFICER, MANAGING MEMBER5327906
THOMAS, WARREN JESSE MCEWINPRESIDENT, MANAGING MEMBER2299254
THORNTON, STEVEN LEEFINOP4496384
UNGERECHT, JOSHUA PAULCEO, MANAGING MEMBER5183573

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(1/8/2026)
RR
Florida
(1/8/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2013About the Series 63 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2023About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2012About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 1997About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Elizabeth Jane Ward's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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