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Frank William Bracero

VELOCITY CAPITAL
NEW YORK, NY
·CRD# 2178318·31 years experience

Professional Summary

Frank William Bracero is a registered financial advisor currently at VELOCITY CAPITAL, LLC located in New York, New York and VELOCITY CLEARING, LLC located in Hazlet, New Jersey. Frank is registered as a RR (Registered Representative) and started their career in finance in 1994. Frank has worked at 10 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 57TO, SIE, Series 7, Series 24 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

VELOCITY CAPITAL, LLC·CRD# 171810
BD
199 Water Street 8th Floor, New York, NY 10038
October 24, 2019 - Present
VELOCITY CLEARING, LLC·CRD# 126588
BD
1. 1301 Route 36 Suite 103, Hazlet, NJ 077302. 1301 Route 36 Suite 103, Hazlet, NJ 07730
October 24, 2019 - Present
ELECTRONIC TRANSACTION CLEARING, INC.·CRD# 146122
BD
New York, NY
February 12, 2018 - September 25, 2019
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
Woodbridge, NJ
November 15, 2017 - February 15, 2018
BNP PARIBAS INVESTMENT SERVICES, LLC·CRD# 44598
BD
Miami, FL
April 1, 2015 - August 19, 2016
BNP PARIBAS PRIME BROKERAGE, INC.·CRD# 24962
BD
New York, NY
December 15, 2011 - August 19, 2016
BNP PARIBAS SECURITIES CORP.·CRD# 15794
BD
New York, NY
November 28, 2000 - August 19, 2016
CREDIT AGRICOLE SECURITIES (USA) INC.·CRD# 190
BD
New York, NY
November 15, 1996 - November 28, 2000
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
May 15, 1996 - October 25, 1996
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
December 21, 1994 - November 17, 1995

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Current Firm

VC
VELOCITY CLEARING, LLC

GUARDIAN TRADING | VELOCITY PRIME SERVICES | VELOCITY EXECUTION SERVICES | VELOCITY CLEARING, LLC | QUANTEX CLEARING, LLC | NYFIX SECURITIES LLC | NYFIX SECURITIES CORPORATION | NYFIX CLEARING CORPORATION

CRD#: 126588 / SEC#: 8-65894
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

1301 Route 36 Suite 103, Hazlet, NJ 07730

Mailing Address

1301 Route 36 Suite 103, Hazlet, NJ 07730

Phone Number

(201) 706-7157

Established

Delaware since 06/11/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VCT HOLDINGS, LLCSOLE MEMBER—
BRACERO, FRANK WILLIAMCHIEF FINANCIAL OFFICER/FINOP2178318
CALICE, ROBERT PEERCHIEF OPERATIONS OFFICER2759949
LOGAN, MICHAEL JAMESCHIEF EXECUTIVE OFFICER5763098
PRATNICKI, GREGCHIEF COMPLIANCE OFFICER2409187
ROBERTS, RALSTON PERMARCO-PRESIDENT2526147
SCHAEFFER, BRIAN KEITHCO PRESIDENT3063403

Disclosures

Regulatory Event

19

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(10/22/2020)
RR
Alaska
(3/18/2020)
RR
Arizona
(4/10/2020)
RR
Arkansas
(5/8/2020)
RR
California
(10/24/2019)
RR
Colorado
(3/24/2026)
RR
Connecticut
(10/25/2019)
RR
Delaware
(3/27/2020)
RR
District of Columbia
(3/18/2020)
RR
Florida
(2/27/2020)
RR
Georgia
(3/16/2020)
RR
Hawaii
(5/1/2020)
RR
Idaho
(4/8/2020)
RR
Illinois
(12/6/2019)
RR
Indiana
(3/25/2020)
RR
Iowa
(4/8/2020)
RR
Kansas
(3/18/2020)
RR
Kentucky
(3/24/2026)
RR
Louisiana
(3/24/2026)
RR
Maine
(5/18/2020)
RR
Maryland
(2/7/2020)
RR
Massachusetts
(3/24/2026)
RR
Michigan
(4/24/2020)
RR
Minnesota
(1/5/2023)
RR
Mississippi
(3/24/2026)
RR
Missouri
(7/27/2020)
RR
Montana
(3/27/2020)
RR
Nebraska
(10/29/2019)
RR
Nevada
(2/7/2020)
RR
New Hampshire
(4/3/2020)
RR
New Jersey
(10/24/2019)
RR
New Mexico
(6/5/2020)
RR
New York
(10/24/2019)
RR
North Carolina
(3/30/2020)
RR
North Dakota
(3/24/2020)
RR
Ohio
(3/30/2020)
RR
Oklahoma
(3/27/2020)
RR
Oregon
(3/24/2026)
RR
Pennsylvania
(10/25/2019)
RR
Puerto Rico
(3/24/2026)
RR
Rhode Island
(3/24/2026)
RR
South Carolina
(4/9/2020)
RR
South Dakota
(3/27/2020)
RR
Tennessee
(4/7/2020)
RR
Texas
(6/9/2020)
RR
Utah
(3/26/2020)
RR
Vermont
(3/26/2020)
RR
Virgin Islands
(4/24/2020)
RR
Virginia
(3/10/2020)
RR
Washington
(4/8/2020)
RR
West Virginia
(4/7/2020)
RR
Wisconsin
(3/27/2020)
RR
Wyoming
(4/7/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1997About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jun 2025About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1994About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 1997About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Feb 1997About the Series 27 exam
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SRO Registrations
NYSE National, Inc.
SRO Registrations
NYSE Texas, Inc.
SRO Registrations
Nasdaq PHLX LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
Nasdaq Texas, LLC
SRO Registrations
New York Stock Exchange
SRO Registrations
Texas Stock Exchange LLC
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Frank William Bracero's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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