Ronald E. Talley
Professional summary
Ronald Edward Talley, who also goes by Ronald Edward Talley Jr, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Warminste, Pennsylvania and TRUIST INVESTMENT SERVICES, INC. located in Fort Washington, Pennsylvania.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Ronald has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Edward Talley's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 320 W Street Rd, Warminste, PA 18974January 4, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 101 Fort Washington Ave, Fort Washington, PA 19034Office #2: 667 Welsh Rd, Huntingdon Valley, PA 19006Office #3: 950 Newtown Bypass, Newtown, PA 18940Office #4: 90 N Main St, Doylestown, PA 18901Office #5: 320 W Street Rd, Warminster, PA 18974August 18, 2014 - January 4, 2021
SANTANDER SECURITIES LLC
August 18, 2014 - January 4, 2021
SANTANDER SECURITIES LLC
March 16, 2009 - August 8, 2014
CITIZENS SECURITIES, INC.
March 16, 2009 - August 8, 2014
CITIZENS SECURITIES, INC.
March 8, 2007 - March 10, 2009
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2000 - March 10, 2009
WELLS FARGO CLEARING SERVICES, LLC
January 12, 2000 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
April 22, 1992 - April 4, 1995
VANGUARD MARKETING CORPORATION
September 13, 1991 - April 6, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
September 13, 1991 - April 6, 1992
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
