Francis L. Simola
Professional summary
Francis Louis Simola JR, who also goes by Fran K Simola Jr, Francis L Jr Simola, Francis Louis Simola, Frank Simola Jr, Frank Simola, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Fort Washington, Pennsylvania.
Francis is registered as a RR (Registered Representative) and started their career in finance in 1991. Francis has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Francis Louis Simola JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 9, 2007 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 7241 Hollywood Rd, Fort Washington, PA 19034-1204November 5, 2003 - August 10, 2007
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
November 22, 2000 - December 31, 2001
USALLIANZ SECURITIES, INC.
February 5, 1998 - November 20, 2000
SIGNATOR INVESTORS, INC.
August 16, 1995 - December 31, 1997
WHARTON EQUITY CORPORATION
April 21, 1994 - August 11, 1995
GUARDIAN INVESTOR SERVICES LLC
November 6, 1991 - March 10, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
November 6, 1991 - March 10, 1994
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/25/2023)
(8/9/2007)
(8/9/2007)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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