Patrick John Smith

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Contact Information

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Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years registered in the securities industry

Current & Past Employments

Current

STATE FARM INVESTMENT MANAGEMENT CORP.Current·CRD# 3487

RIA

2400 28th Street Suite 200, Boulder, CO 80301-1241

August 7, 2018 - Present

STATE FARM VP MANAGEMENT CORP.Current·CRD# 43036

BD

2400 28th St Ste 200, Boulder, CO 80301-1241

April 2, 2010 - Present

Past

IFMG SECURITIES, INC.Past·CRD# 14416

BD

Purchase, NY

November 8, 2007 - February 26, 2008

WELLS FARGO INVESTMENTS, LLCPast·CRD# 10582

RIA

Arvada , CO

September 8, 2004 - December 5, 2005

WELLS FARGO INVESTMENTS, LLCPast·CRD# 10582

BD

San Francisco, CA

June 22, 2004 - December 5, 2005

CHARLES SCHWAB & CO., INC.Past·CRD# 5393

BD

Westlake, TX

October 12, 1993 - June 26, 2002

NYLIFE SECURITIES LLCPast·CRD# 5167

BD

New York, NY

October 28, 1991 - October 1, 1993

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Current Firm

STATE FARM INVESTMENT MANAGEMENT CORP.

STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.

CRD#: 3487 / SEC#: 801-8184, 8-13379

RIA

Registered Investment Advisory firm - SEC (12/14/1971 Approved)

BD

Terminated by SEC on 06/30/2001

Contact Information

Main Address

One State Farm Plaza B-2, Bloomington, IL 61710-0001

Phone Number

(800) 447-0740

Established

Delaware since 12/09/1966

Firm Type

Corporation

Fiscal Year End

November

# of Employees

7,930

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

STATE FARM INVESTMENT MANAGEMENT CORP WRAP FEE BROCHURE (4/30/2026)

Direct owners and executive officers

Name	Position	CRD#
STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY	OWNER	—
CHEVALIER, JEREL SAM	ASSISTANT SECRETARY-TREASURER	2209892
GRIMES, DAVID ROY	VICE PRESIDENT & SECRETARY	1432710
GRIZZLE, DAVID RAY	ASSISTANT SECRETARY/TREASURER	4084087
HORTON, STEPHEN LOWELL	ASSISTANT SECRETARY	3124493
JAYNES, DONALD ONEIL	ASSISTANT SECRETARY	3124497
JOSLIN, ROGER SCOTT	DIRECTOR, VICE PRESIDENT & TREASURER	262350
KILLIAN, JOHN JOSEPH	DIRECTOR	2614915
MOORE, DAVID MICHAEL	ASSISTANT SECRETARY	2876793
MOSER, KURT GEORGE	DIRECTOR & SENIOR VICE PRESIDENT	2065254
RUST, EDWARD BARRY JR	DIRECTOR AND PRESIDENT	1450795
THOMAS, HOWARD ANDREW	ASSISTANT SECRETARY-TREASURER	3150520
TIPSORD, MICHAEL LEON	ASSISTANT SECRETARY	1943922
TROSINO, VINCENT JOSEPH	DIRECTOR	1780681

Regulatory Assets Under Management

Total Number of Accounts

2,160

AUM (Assets Under Management)

$12,938,660,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Metropolitan State College; Non-Investment-Related; Campus Box 78, PO Box 173362, Denver, CO 80217; Business Management; Employee; 8/1/1990; 16; 0; Part-time management faculty. 2) P&S Entertainment, LLC, DBA P&S Enterprises; Non-Investment-Related; 499 Parkview Avenue, Golden, CO 80401; Travel; Owner; 7/1/2006; 1; 0; No other duties. 3) Highland Rescue Team Ambulance District; Non-Investment-Related; 317 S Lookout Mtn Rd., Golden, CO 80401; Foundation Board; Director; 8/1/2017; 1; 0; Control of checkbook, facilitate training. 4) St Bernadette Parish; non-investment-related; 7240 w 12th Ave, Lakewood, CO 80214; membership/Civic/Fraternal Organization; deacon; 7/1/2021; 12; 0; none. 5) Patrick Smith's Insurance Agency; Insurance Agency; Investment-related; 2400 28th St Ste 200 Boulder, CO 80301-1241; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 08/01/2011; 80; 80; Service customers and supervise employees 6) Archdiocese of Denver Mortuary; non-investment-related; 12801 W 44th Ave, Wheat Ridge, CO 80033; Membership/Civic/Fraternal Organization; 7/11/2022;1; 0; none 7) Patrick Smith - Property#1 (personally held real estate); Non-Investment-Related; 1505 n 25th St #200 Harlingen, TX 78550; Other; Owner; None; 01/06/2025; 0; 0; Personally Held Real Estate 8) Patrick Smith - Property#2 (personally held real estate); Non-Investment Related; 6855 w 84th way #28 Arvada, CO 80003; Other; Owner; None; 01/06/2025; 0; 0; Personally Held Real Estate

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STATE FARM INVESTMENT MANAGEMENT CORP.

STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.

CRD#: 3487 / SEC#: 801-8184, 8-13379

RIA

Registered Investment Advisory firm - SEC (12/14/1971 Approved)

BD

Terminated by SEC on 06/30/2001

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Colorado
(4/2/2010)

IAR

Colorado
(8/7/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.