CG
Casimiro A. Gelcich
EQUITABLE DISTRIBUTORS
Charlotte, NC 28262
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CRD#: 2158963
CG
Professional summary
Casimiro Anthony Gelcich, who also goes by Casey Anthony Gelcich, is a registered financial professional currently at EQUITABLE DISTRIBUTORS, LLC located in Charlotte, North Carolina.
Casimiro is registered as a RR (Registered Representative) and started their career in finance in 1998. Casimiro has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Casey Anthony Gelcich
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Casimiro Anthony Gelcich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 14, 2023 - Present
EQUITABLE DISTRIBUTORS, LLC
Office #1: 8501 Ibm Drive Suite 150, Charlotte, NC 28262BD
CRD#: 25900
Charlotte, NC
Past
January 12, 2022 - November 3, 2022
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
BD
CRD#: 130390
RALEIGH, NC
Past
April 22, 2014 - October 20, 2021
EQUITABLE DISTRIBUTORS, LLC
BD
CRD#: 25900
JERSEY CITY, NJ
Past
March 15, 2012 - April 7, 2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
BD
CRD#: 102920
NEW YORK, NY
Past
September 16, 2004 - September 28, 2011
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
BD
CRD#: 7834
NEW YORK, NY
Past
June 3, 2002 - August 31, 2004
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
WEEHAWKEN, NJ
Past
April 23, 1998 - August 31, 2004
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/14/2023)
RR
Alaska(12/14/2023)
RR
Arizona(12/14/2023)
RR
Arkansas(12/14/2023)
RR
California(12/14/2023)
RR
Colorado(12/14/2023)
RR
Connecticut(12/14/2023)
RR
Delaware(12/14/2023)
RR
District of Columbia(12/14/2023)
RR
Florida(12/14/2023)
RR
Georgia(12/14/2023)
RR
Hawaii(12/14/2023)
RR
Idaho(12/14/2023)
RR
Illinois(12/14/2023)
RR
Indiana(12/14/2023)
RR
Iowa(12/14/2023)
RR
Kansas(12/14/2023)
RR
Kentucky(12/14/2023)
RR
Louisiana(12/14/2023)
RR
Maine(12/14/2023)
RR
Maryland(12/14/2023)
RR
Massachusetts(12/14/2023)
RR
Michigan(12/14/2023)
RR
Minnesota(12/14/2023)
RR
Mississippi(12/14/2023)
RR
Missouri(12/14/2023)
RR
Montana(12/14/2023)
RR
Nebraska(12/14/2023)
RR
Nevada(12/14/2023)
RR
New Hampshire(12/14/2023)
RR
New Jersey(12/14/2023)
RR
New Mexico(12/14/2023)
RR
New York(12/14/2023)
RR
North Carolina(12/14/2023)
RR
North Dakota(12/14/2023)
RR
Ohio(12/14/2023)
RR
Oklahoma(12/14/2023)
RR
Oregon(12/14/2023)
RR
Pennsylvania(12/14/2023)
RR
Puerto Rico(8/14/2024)
RR
Rhode Island(12/14/2023)
RR
South Carolina(12/14/2023)
RR
South Dakota(12/14/2023)
RR
Tennessee(12/14/2023)
RR
Texas(12/14/2023)
RR
Utah(12/14/2023)
RR
Vermont(12/14/2023)
RR
Virginia(12/14/2023)
RR
Washington(12/14/2023)
RR
West Virginia(12/14/2023)
RR
Wisconsin(12/14/2023)
RR
Wyoming(12/14/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ED
EQUITABLE DISTRIBUTORS, LLC
AXA DISTRIBUTORS, LLC | EQUITABLE DISTRIBUTORS, LLC | EQUITABLE DISTRIBUTORS, INC. | AXA PARTNERS, A BUSINESS UNIT OF AXA DISTRIBUTORS, LLC
CRD#: 25900 / SEC#: , 8-42123
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
8501 Ibm Drive, Suite 150, Charlotte, NC 28262
Mailing Address
1345 Avenue Of The Americas, New York, NY 10105
Phone number
(212) 314-2137
Established
Delaware since 01/01/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQ HOLDINGS, LLC | OWNER | |
| D'AUGUSTE, ARIELLE RACHEL | GENERAL COUNSEL | 7252573 |
| DURSO, ALFRED JOSEPH | CHIEF COMPLIANCE OFFICER | 2546771 |
| KAIS, JAMES MICHAEL | DIRECTOR | 2529327 |
| LANE, NICHOLAS BURRITT | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4994948 |
| SCANLON, STEPHEN CAULEY | DIRECTOR | 2219308 |
| SCAPPATOR, CANDACE LYNN | FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4697607 |
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
