William Michael Berman
Professional Summary
William Michael Berman is a registered financial advisor currently at VERTICAL RESEARCH SECURITIES, INC. located in Stamford, Connecticut. William is registered as a RR (Registered Representative) and started their career in finance in 1997. William has worked at 6 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
VERTICAL RESEARCH PARTNERS, LLC | VERTICAL RESEARCH SECURITIES, INC.
Contact Information
Main Address
2 Landmark Square Suite 207, Stamford, CT 06901Mailing Address
2 Landmark Square Suite 207, Stamford, CT 06901Phone Number
(203) 276-5671Established
Connecticut since 02/10/2025Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/1/2026)
(9/15/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view William Michael Berman's CRS (Customer Relationship Summary).
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