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JR

James Scott Redpath

CYPRESS ASSOCIATES
NEW YORK, NY
·CRD# 2142585·35 years experience

Professional Summary

James Scott Redpath is a registered financial advisor currently at CYPRESS ASSOCIATES located in New York, New York. James is registered as a RR (Registered Representative) and started their career in finance in 1991. James has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

CYPRESS ASSOCIATES·CRD# 130252
BD
52 Vanderbilt Avenue, Suite 501, New York, NY 10017
January 14, 2010 - Present
B. C. ZIEGLER AND COMPANY·CRD# 61
BD
New York, NY
May 10, 2006 - December 31, 2009
B. RILEY SECURITIES, INC.·CRD# 25027
BD
Arlington, VA
March 16, 2004 - May 11, 2006
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
June 8, 2001 - March 25, 2004
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
January 20, 1998 - April 26, 2001
DRESDNER KLEINWORT WASSERSTEIN, LLC·CRD# 22068
BD
New York, NY
August 23, 1995 - February 5, 1998
KIDDER, PEABODY & CO. INCORPORATED·CRD# 7613
BD
New York, NY
June 24, 1991 - January 18, 1995

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Current Firm

CA
CYPRESS ASSOCIATES

CYPRESS ASSOCIATES | CYPRESS PARTNERS LLC

CRD#: 130252 / SEC#: 8-66321
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

52 Vanderbilt Avenue, Suite 501, New York, NY 10017

Mailing Address

52 Vanderbilt Avenue, Suite 501, New York, NY 10017

Phone Number

(212) 682-2222

Established

Connecticut since 10/01/2003

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (10 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ATKINS, JOHN TREVORGENERAL PRINCIPAL AND CHIEF EXECUTIVE OFFICER1473955
SWEENEY, KEVIN MICHAELFINOP, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER2222633
TOLMIE, JOHN STRATTONREGISTERED REP.2535923

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(8/1/2014)
RR
Massachusetts
(7/2/2025)
RR
New Jersey
(8/13/2014)
RR
New York
(1/14/2010)
RR
North Carolina
(7/8/2014)
RR
Rhode Island
(5/28/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2004About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1991About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2004About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view James Scott Redpath's CRS (Customer Relationship Summary).

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