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Peter Mulieri

FLEXTRADE
GREAT NECK, NY
·CRD# 2140755·35 years experience

Professional Summary

Peter Mulieri, who also goes by Peter Anthony Mulieri Jr, is a registered financial advisor currently at FLEXTRADE LLC located in Great Neck, New York. Peter is registered as a RR (Registered Representative) and started their career in finance in 1991. Peter has worked at 6 firms and has passed the Series 63, Series 57TO, Series 72, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Peter Anthony Mulieri Jr

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

FLEXTRADE LLC·CRD# 113226
BD
1. 111 Great Neck Road, Great Neck, NY 110212. 111 Great Neck Road, Great Neck, NY 11021
March 8, 2021 - Present
DASH FINANCIAL TECHNOLOGIES LLC·CRD# 104031
BD
Boston, MA
July 16, 2018 - October 15, 2019
VIRTU ITG LLC·CRD# 29299
BD
Boston, MA
September 12, 2016 - April 3, 2018
FLEXTRADE LLC·CRD# 113226
BD
Great Neck, NY
January 14, 2014 - September 16, 2016
FIS BROKERAGE & SECURITIES SERVICES LLC·CRD# 104162
BD
Boston, MA
January 3, 2012 - June 20, 2013
FOX RIVER EXECUTION TECHNOLOGY, LLC·CRD# 133549
BD
Weymouth, MA
November 22, 2011 - January 3, 2012
VIRTU ITG LLC·CRD# 29299
BD
Boston, MA
March 3, 1992 - August 3, 2011
JEFFERIES LLC·CRD# 2347
BD
New York, NY
April 30, 1991 - March 4, 1992

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Current Firm

FL
FLEXTRADE LLC

FLEXTRADE LLC

CRD#: 113226 / SEC#: 8-53309
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Contact Information

Main Address

111 Great Neck Road, Great Neck, NY 11021

Mailing Address

111 Great Neck Road Suite 314, Great Neck, NY 11021

Phone Number

(516) 627-8993

Established

New York since 12/18/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FLEXTRADE SYSTEMS INC.SOLE MEMBER—
KEDIA, VIJAYMANAGER: PRESIDENT; CHIEF OPERATING OFFICER; CEO4399594
SERRA, CARL ANTHONY IIIFINOP3179039
WOLFF, DANIEL JOSEPHCCO4343845

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(3/8/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1992About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 72 — Government Securities Representative Examination

Passed Jan 2023

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Oct 2001

Series 7 — General Securities Representative Examination

Passed Jul 1991About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2005About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Peter Mulieri's CRS (Customer Relationship Summary).

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