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Peter Mulieri

FLEXTRADE LLC
Great Neck, NY 11021
Some features on this profile are disabled
CRD#: 2140755
PM

Professional summary


Peter Mulieri, who also goes by Peter Anthony Mulieri Jr, is a registered financial professional currently at FLEXTRADE LLC located in Great Neck, New York.

Peter is registered as a RR (Registered Representative) and started their career in finance in 1991. Peter has worked at 6 firms and has passed the Series 63, Series 57TO, Series 72, SIE, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Peter Anthony Mulieri Jr

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Peter Mulieri's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 8, 2021 - Present

FLEXTRADE LLC

Office #1: 111 Great Neck Road, Great Neck, NY 11021Office #2: 111 Great Neck Road, Great Neck, NY 11021
BD
CRD#: 113226
Great Neck, NY
Past

July 16, 2018 - October 15, 2019

DASH FINANCIAL TECHNOLOGIES LLC

BD
CRD#: 104031
Boston, MA
Past

September 12, 2016 - April 3, 2018

VIRTU ITG LLC

BD
CRD#: 29299
BOSTON, MA
Past

January 14, 2014 - September 16, 2016

FLEXTRADE LLC

BD
CRD#: 113226
GREAT NECK, NY
Past

January 3, 2012 - June 20, 2013

FIS BROKERAGE & SECURITIES SERVICES LLC

BD
CRD#: 104162
BOSTON, MA
Past

November 22, 2011 - January 3, 2012

FOX RIVER EXECUTION TECHNOLOGY, LLC

BD
CRD#: 133549
WEYMOUTH, MA
Past

March 3, 1992 - August 3, 2011

VIRTU ITG LLC

BD
CRD#: 29299
BOSTON, MA
Past

April 30, 1991 - March 4, 1992

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(3/8/2021)

Exams


State Security Law Exam
RR
Series 63
Date: 1/20/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 72
Date: 1/2/2023
Government Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 10/17/2001
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


FL
FLEXTRADE LLC
FLEXTRADE LLC

CRD#: 113226 / SEC#: , 8-53309

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information


Main Address
111 Great Neck Road, Great Neck, NY 11021
Mailing Address
111 Great Neck Road Suite 314, Great Neck, NY 11021
Phone number
(516) 627-8993
Established
New York since 12/18/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


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Documents


Direct owners and executive officers


NamePositionCRD#
FLEXTRADE SYSTEMS INC.SOLE MEMBER
KEDIA, VIJAYMANAGER: PRESIDENT; CHIEF OPERATING OFFICER; CEO4399594
SERRA, CARL ANTHONY IIIFINOP3179039
WOLFF, DANIEL JOSEPHCCO4343845

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FLEXTRADE LLC

CRD#: 113226Great Neck, NY 11021

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