Charles J Cavalier
Professional Summary
Charles J Cavalier, who also goes by Charles Cavalier, is a registered financial advisor currently at CADZ SECURITIES INC located in Ft Lauderdale, Florida. Charles is registered as a RR (Registered Representative) and started their career in finance in 2007. Charles has worked at 4 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 24 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Charles Cavalier
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
19 years in the financial services industry
Current & Past Employments
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Current Firm
CADZ SECURITIES INC
Contact Information
Main Address
309 Bontona Avenue, Ft Lauderdale, FL 33301Mailing Address
309 Bontona Avenue, Ft Lauderdale, FL 33301Phone Number
(773) 456-4584Established
Florida since 03/09/2023Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Charles J Cavalier's CRS (Customer Relationship Summary).
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