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MH

Michael A. Henry

BUCKLER SECURITIES LLC
Greenwich, CT 06831
Some features on this profile are disabled
CRD#: 2139167
MH

Professional summary

Michael Arthur Henry is a registered financial professional currently at BUCKLER SECURITIES LLC located in Greenwich, Connecticut.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1991. Michael has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Arthur Henry's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 2, 2022 - Present

BUCKLER SECURITIES LLC

Office #1: 5 Greenwich Office Park, Suite 350, Greenwich, CT 06831
BD
CRD#: 284576
Greenwich, CT
Past

April 1, 2022 - November 17, 2022

DINOSAUR FINANCIAL GROUP, L.L.C

BD
CRD#: 104446
NEW YORK, NY
Past

June 16, 2017 - August 27, 2021

MIRAE ASSET SECURITIES (USA) INC.

BD
CRD#: 30679
NEW YORK, NY
Past

October 17, 2016 - May 15, 2017

BURKE & QUICK PARTNERS LLC

BD
CRD#: 153521
UNIONDALE, NY
Past

November 5, 2010 - August 18, 2015

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

November 3, 2004 - September 1, 2010

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
NEW YORK CITY, NY
Past

April 9, 1999 - October 25, 2004

MIZUHO SECURITIES USA LLC

BD
CRD#: 19647
NEW YORK, NY
Past

June 4, 1997 - April 12, 1999

COMMERZ MARKETS LLC

BD
CRD#: 41957
NEW YORK, NY
Past

April 17, 1991 - March 5, 1997

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(12/2/2022)
RR
California
(12/2/2022)
RR
Connecticut
(12/2/2022)
RR
Delaware
(12/2/2022)
RR
Florida
(12/2/2022)
RR
Illinois
(12/2/2022)
RR
Maryland
(12/2/2022)
RR
Massachusetts
(12/2/2022)
RR
Missouri
(11/5/2024)
RR
New Jersey
(12/2/2022)
RR
New York
(12/2/2022)
RR
North Carolina
(12/2/2022)
RR
Ohio
(12/14/2022)
RR
Pennsylvania
(12/2/2022)
RR
Texas
(12/2/2022)
RR
Wisconsin
(12/2/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 11/16/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/19/1993
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BS
BUCKLER SECURITIES LLC
BUCKLER SECURITIES LLC

CRD#: 284576 / SEC#: , 8-69807

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
5 Greenwich Office Park, Suite 350, Greenwich, CT 06831
Mailing Address
5 Greenwich Office Park, Suite 350, Greenwich, CT 06831
Phone number
(203) 633-2225
Established
Delaware since 04/28/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ARMOUR CAPITAL MANAGEMENT LPSHAREHOLDER164570
ARMOUR TRS INCSHAREHOLDER
CONIGLIARIO, THOMAS JOSEPHCHIEF OPERATING OFFICER / PRINCIPLE OPERATIONS OFFICER1366831
ESANNASON, CARLO YVANCCO4869110
HARPER, GORDON MACKAYCHIEF FINANCIAL OFFICER6632019
JOSHI, JAI PAULCHIEF RISK OFFICER2263070
KOKKO, LASSE ARTTURIPRINCIPLE FINANCIAL OFFICER ("PFO") / FINOP6976957
MISIANO, RICHARD JOHNCHIEF EXECUTIVE OFFICER2339879
ULM, SCOTT JEFFREYPRINCIPAL1575205

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BUCKLER SECURITIES LLC

CRD#: 284576Greenwich, CT 06831

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