Christopher Sutton Alpaugh
CIMA®Professional Summary
Christopher Sutton Alpaugh, CIMA®, who also goes by Christopher Sutton Alpaugh, Christopher Alpaugh, is a registered financial advisor currently at HAMILTON LANE SECURITIES LLC located in Conshohocken, Pennsylvania. Christopher is registered as a RR (Registered Representative) and started their career in finance in 1992. Christopher has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Christopher Sutton Alpaugh, Christopher Alpaugh
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
HAMILTON LANE SECURITIES LLC
Contact Information
Main Address
110 Washington Street Suite 1300, Conshohocken, PA 19428Mailing Address
110 Washington Street Suite 1300, Conshohocken, PA 19428Phone Number
(610) 934-2222Established
Delaware since 08/17/2015Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 1992About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Christopher Sutton Alpaugh's CRS (Customer Relationship Summary).
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