JC
Jeffrey A. Carbone
CORNERSTONE WEALTH
Huntersville, NC 28078
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CRD#: 2104647
JC
Professional summary
Jeffrey Alan Carbone, AIF®, CFP® is a registered financial advisor currently at CORNERSTONE WEALTH located in Huntersville, North Carolina and MUTUAL SECURITIES, INC. located in Huntersville, North Carolina.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Jeffrey has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Investment Planning
Small Business Planning
Estate Planning
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Insurance Planning
Tax Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Cornerstone Wealth Group, LLC DBA Cornerstone Wealth, Start Date: 01/01/18, 16810 Kenton Drive, Suite 200, Huntersville, NC 28078, RIA, Managing Partner/ Advisor/Financial planning, Investment Related, 160 hours per month, 8 hours per day during trading hours. 2. CFP Holdings, Inc., S-Corp., Start Date: 10/11/2016, 16810 Kenton Drive, Suite 200, Huntersville, NC 28078, Administrative Operations/Partner, Not Investment Related, 1 hour per month, 0 hours per day during trading hours. 3. Davidson's Edge, LLC, Vacant Land, Start Date: 08/2007, Located at Shearer Road & Rock River Road, Davidson, NC, Real Estate Property/Owned for investment purposes, Manager, Investment Related, 1 hour per month, 0 hours per day during trading hours. 4. Lake Norman Humane Society, Start Date: 06/16/2020, 2106 Charlotte Hwy, Mooresville, NC 28117, Non-Profit, Pet Adoption, Board Member, Sit on board, I do not receive any compensation for this, Not Investment Related, 1-5 Hours per month, 1-5 Hours per day during trading hours. 5. Somerset Shores HOA, Start Date: 08/01/2022, 17337 Wavecrest Ct., Cornelius, NC 28031, Sumerset Shores, HOA, President, Overseeing one meeting per year, Not Investment Related, 1-5 Hours per month, 0 Hours per day during trading hours. 6. CWG Management Group, LLC., Start Date: 01/01/2018, 16810 Kenton Dr., Ste. 200, Huntersville, NC 28078, LLC, Management Company with operating authority and control over CWG (RIA entity), Managing Member, Management duties, 10 Hours per week, 2 Hours per day during trading hours. 7. Make A Wish, Start Date: 10/07/2025, 6324 Fairview Rd., Ste. 500, Charlotte, NC 28210, 501c3, Non-Profit, Board Member, Assist in preparation and putting on the annual Gala, Not Investment Related, 1 Hour per month, 1 Hour per day during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Alan Carbone's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1997
Experience
Current
January 3, 2018 - Present
CORNERSTONE WEALTH
Office #1: 16810 Kenton Drive Suite 200, Huntersville, NC 28078RIA
CRD#: 289971
Huntersville, NC
Current
November 1, 2017 - Present
MUTUAL SECURITIES, INC.
Office #1: 16810 Kenton Drive Suite 200, Huntersville, NC 28078BD
CRD#: 13092
Huntersville, NC
Past
July 20, 2011 - December 31, 2017
CORNERSTONE WEALTH
RIA
CRD#: 157935
HUNTERSVILLE, NC
Past
July 20, 2011 - November 8, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
HUNTERSVILLE, NC
Past
November 18, 2003 - July 20, 2011
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
CORNELIUS, NC
Past
November 17, 2003 - July 20, 2011
SECURITIES AMERICA, INC.
BD
CRD#: 10205
CORNELIUS, NC
Past
December 31, 2001 - November 19, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
HUNTERSVILLE, NC
Past
July 27, 2001 - November 19, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
January 12, 2001 - July 5, 2001
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
January 6, 2000 - February 7, 2001
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
July 29, 1991 - December 13, 1999
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
July 29, 1991 - December 13, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CORNERSTONE WEALTH
CORNERSTONE ENTERPRISE SOLUTIONS GROUP | INVESTMENT DYNAMEX | CORNERSTONE WEALTH GROUP, LLC | CORNERSTONE WEALTH | CORNERSTONE SPORTS ADVISORY GROUP | CORNERSTONE RETIRE
CRD#: 289971 / SEC#: 801-112164
RIA
Registered Investment Advisory firm - (12/22/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/8/2017)
RR
Arizona(1/16/2020)
RR
California(11/1/2017)
RR
Colorado(11/1/2017)
RR
District of Columbia(11/8/2017)
RR
Florida(11/1/2017)
RR
Georgia(11/1/2017)
RR
Illinois(5/2/2022)
RR
Indiana(11/8/2017)
RR
Kansas(1/16/2020)
RR
Kentucky(11/8/2017)
RR
Louisiana(11/8/2017)
IAR
Louisiana(1/3/2018)
RR
Maine(11/8/2017)
RR
Maryland(11/1/2017)
RR
Michigan(11/8/2017)
RR
Minnesota(11/8/2017)
RR
Missouri(11/8/2017)
RR
Nevada(11/8/2017)
RR
New Jersey(11/1/2017)
RR
New Mexico(1/21/2025)
RR
New York(11/1/2017)
RR
North Carolina(11/8/2017)
IAR
North Carolina(1/3/2018)
RR
Ohio(4/26/2022)
RR
Oklahoma(9/1/2023)
RR
Oregon(1/16/2020)
RR
Pennsylvania(11/8/2017)
RR
South Carolina(11/8/2017)
RR
South Dakota(11/8/2017)
RR
Tennessee(11/1/2017)
RR
Texas(11/1/2017)
IAR
Texas(1/3/2018)
RR
Utah(11/8/2017)
RR
Virginia(1/4/2021)
RR
Washington(11/1/2017)
RR
Wisconsin(6/24/2021)
RR
Wyoming(11/1/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CORNERSTONE WEALTH
CORNERSTONE ENTERPRISE SOLUTIONS GROUP | INVESTMENT DYNAMEX | CORNERSTONE WEALTH GROUP, LLC | CORNERSTONE WEALTH | CORNERSTONE SPORTS ADVISORY GROUP | CORNERSTONE RETIRE
CRD#: 289971 / SEC#: 801-112164
RIA
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Contact information
Main Address
16810 Kenton Drive Suite 200, Huntersville, NC 28078
Mailing Address
Phone number
(704) 987-3410
Established
Firm type
Fiscal year end
# of Employees
50
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,834 |
| AUM (Assets Under Management) | $ 2,108,342,140 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
