Christopher B. Mueller
Professional summary
Christopher Brian Mueller, who also goes by Chris Mueller, is a registered financial professional currently at PEAK BROKERAGE SERVICES, LLC located in Jupiter, Florida and THURSTON SPRINGER FINANCIAL located in Indianapolis, Indiana.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1990. Christopher has worked at 13 firms and has passed the Series 63, Series 99TO, Series 72, SIE, Series 7, Series 6, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Brian Mueller's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 7, 2023 - Present
PEAK BROKERAGE SERVICES, LLC
Office #1: 1070 East Indiantown Road Suite 208 - 210, Jupiter, FL 33477-9999December 19, 2024 - Present
THURSTON SPRINGER FINANCIAL
Office #1: 9000 Keystone Crossing Suite 700, Indianapolis, IN 46240February 7, 2020 - January 23, 2023
CUSO FINANCIAL SERVICES, L.P.
February 5, 2020 - January 23, 2023
SORRENTO PACIFIC FINANCIAL, LLC
February 5, 2020 - January 23, 2023
CADARET, GRANT & CO., INC.
April 22, 2008 - January 23, 2023
NEXT FINANCIAL GROUP, INC.
July 6, 2004 - April 23, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
October 27, 2001 - June 28, 2004
METROPOLITAN LIFE INSURANCE COMPANY
October 27, 2001 - June 28, 2004
MSI FINANCIAL SERVICES, INC.
April 24, 2001 - August 21, 2001
ADVANTAGE CAPITAL CORPORATION
June 10, 1992 - January 16, 2001
ADVANTAGE CAPITAL CORPORATION
March 27, 1992 - June 25, 1992
IFG NETWORK SECURITIES, INC.
May 17, 1991 - June 15, 1992
DERAND/PENNINGTON/BASS, INC.
October 8, 1990 - September 27, 1991
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/7/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 72
Date: 1/2/2023
Government Securities Representative ExaminationFINRA
Current Firm
THURSTON SPRINGER FINANCIAL
CRD#: 8478 / SEC#: 801-63564, 8-25452
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINANCIAL SERVICES HOLDINGS, LLC | SOLE SHAREHOLDER | |
| COKER, KAREN LE'ELLEN | CHIEF RISK OFFICER | 2731928 |
| MUELLER, CHRISTOPHER BRIAN | CHIEF OPERATIONS OFFICER | 2098597 |
| PARKER, RICHARD WILSON | CEO | 5497397 |
| REYNOLDS, MATTHEW MARK | PRESIDENT / FINOP / PFO / POO/CCO | 4077413 |
| RUDNICK, REGINA MARY | HEAD OF ADVISOR SERVICES | 2373530 |
| TAYLOR, CHRISTIAN GABRIEL | CHIEF COMPLIANCE OFFICER | 5462381 |
| TITAK, JAMES JOHN | CHAIRMAN OF THE BOARD | 1008441 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
