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FIRM PROFILE
Overview
THURSTON SPRINGER FINANCIAL is located at 9000 Keystone Crossing Suite 700, Indianapolis, IN 46240 and was first established at Chicago, Indiana in 09/12/1980. After operating for 45 years, THURSTON SPRINGER FINANCIAL has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of THURSTON SPRINGER FINANCIAL’s clients are individuals and 0% of their clients are high net worth individuals. THURSTON SPRINGER FINANCIAL has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at THURSTON SPRINGER FINANCIAL are registered to handle securities or provide financial advice. The firm has 3 disclosures, 3 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access THURSTON SPRINGER FINANCIAL‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at THURSTON SPRINGER FINANCIAL. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for THURSTON SPRINGER FINANCIAL Comes From
Understanding the Statistics for THURSTON SPRINGER FINANCIAL and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
9000 Keystone Crossing Suite 700, Indianapolis, IN 46240
9000 Keystone Crossing Suite 700, Indianapolis, IN 46240-2142
Small
(317) 581-4000
Indiana since 09/12/1980
Corporation
June
FIRM DOCUMENTS
Part 2 Brochures
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| FINANCIAL SERVICES HOLDINGS, LLC | SOLE SHAREHOLDER | ||
| COKER, KAREN LE'ELLEN | CHIEF RISK OFFICER | 2731928 | |
| MUELLER, CHRISTOPHER BRIAN | CHIEF OPERATIONS OFFICER | 2098597 | |
| PARKER, RICHARD WILSON | CEO | 5497397 | |
| REYNOLDS, MATTHEW MARK | PRESIDENT / FINOP / PFO / POO/CCO | 4077413 | |
| RUDNICK, REGINA MARY | HEAD OF ADVISOR SERVICES | 2373530 | |
| TAYLOR, CHRISTIAN GABRIEL | CHIEF COMPLIANCE OFFICER | 5462381 | |
| TITAK, JAMES JOHN | CHAIRMAN OF THE BOARD | 1008441 |
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Advisor's working at THURSTON SPRINGER FINANCIAL
Wendy Ruth Sire
Brian Wesley Sullivan
Edward Lee Patzer
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