Kathleen D. Hartung
Professional summary
Kathleen Donnelly Hartung, who also goes by Kathleen D Hartung, is a registered financial professional currently at HENLEY & COMPANY LLC located in Blue Bell, Pennsylvania.
Kathleen is registered as a RR (Registered Representative) and started their career in finance in 1993. Kathleen has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kathleen Donnelly Hartung's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 27, 2017 - Present
HENLEY & COMPANY LLC
Office #1: 610 Sentry Parkway Suite 100, Blue Bell, PA 19422September 30, 2005 - November 27, 2017
PETERSEN INVESTMENTS, INC.
July 13, 1993 - September 30, 2005
PHILADELPHIA CORPORATION FOR INVESTMENT SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/27/2017)
(10/28/2019)
(6/3/2019)
(11/27/2017)
(11/27/2017)
(6/13/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
HENLEY & COMPANY LLC
CRD#: 131453 / SEC#: , 8-66463
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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