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CRD#: 131453
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

HENLEY & COMPANY LLC is located at 506 Rxr Plaza, Uniondale, NY 11556 and was first established at Long Island, New York in 03/30/2004. After operating for 22 years, HENLEY & COMPANY LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of HENLEY & COMPANY LLC’s clients are individuals and 0% of their clients are high net worth individuals. HENLEY & COMPANY LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at HENLEY & COMPANY LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access HENLEY & COMPANY LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at HENLEY & COMPANY LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for HENLEY & COMPANY LLC Comes From

Understanding the Statistics for HENLEY & COMPANY LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
506 Rxr Plaza, Uniondale, NY 11556
Mailing Address
506 Rxr Plaza, Uniondale, NY 11556
Firm Size
Small
Phone Number
(516) 794-5520
Established
New York since 03/30/2004
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
GEMINO, FRANCIS PATRICKPRESIDENT; CEO; MANAGING MEMBER219616
ALBANESE, JAMES JOSEPHSENIOR VICE PRESIDENT, ROSFP1699997
FORTINO, ROBERT ANTHONYFINOP1905741
GERMANO-ALESSI, MARIA TERESACHIEF COMPLIANCE OFFICER4404986
LADERER, MICHAEL JOHNMANAGING DIRECTOR1436877

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at HENLEY & COMPANY LLC

JA

James Joseph Albanese

James Jospeh Albanese
IAR
RR
CRD#: 1699997
Location:
Uniondale, NY 11556
Company:
HENLEY & COMPANY WEALTH MANAGEMENT LLC
Disclosures:
Experience:
36 years
View Profile
ES

Edward John Schnepf

IAR
RR
CRD#: 1701429
Location:
Uniondale, NY 11556
Company:
HENLEY & COMPANY WEALTH MANAGEMENT LLC
Disclosures:
Experience:
38 years
View Profile
IR

Ira Irving Rousso

IAR
RR
CRD#: 4685804
CFP®: Certified Financial Planner
Location:
New York City, NY
Company:
HENLEY & COMPANY WEALTH MANAGEMENT LLC
Disclosures:
Experience:
22 years
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