Danielle E. Simon
Professional summary
Danielle E Simon, who also goes by Danielle E Lichtenthal, Danielle Elise Lichtenthal, Danielle Simon, is a registered financial professional currently at TOSS SECURITIES US LLC located in New York, New York.
Danielle is registered as a RR (Registered Representative) and started their career in finance in 1994. Danielle has worked at 10 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Danielle E Simon's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 20, 2026 - Present
TOSS SECURITIES US LLC
Office #1: 1250 Broadway Suite 2601, New York, NY 10001January 6, 2023 - August 6, 2026
BARCLAYS CAPITAL INC.
August 15, 2017 - September 1, 2022
RENCAP SECURITIES, INC.
April 19, 2006 - July 12, 2017
AUERBACH GRAYSON & COMPANY LLC
January 8, 2005 - March 31, 2006
TULLETT PREBON FINANCIAL SERVICES LLC
August 17, 2004 - August 29, 2005
SARATOGA CAPITAL MARKETS
March 11, 2004 - January 26, 2005
BURLINGTON CAPITAL MARKETS INC.
March 17, 2003 - March 26, 2004
MAGNA
November 8, 1995 - October 31, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 19, 1994 - January 29, 1996
SMITH NEW COURT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/20/2026)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/7/1998
Limited Representative-Equity Trader ExamFINRA
Current Firm
TOSS SECURITIES US LLC
CRD#: 333338 / SEC#: , 8-71293
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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