Andrew G. Yorgey
VANGUARD ADVISERS
Malvern, PA 19355
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CRD#: 2078576
Professional summary
Andrew Gordon Yorgey, CFP® is a registered financial advisor currently at VANGUARD ADVISERS, INC. located in Malvern, Pennsylvania and VANGUARD MARKETING CORPORATION located in Malvern, Pennsylvania.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Andrew has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Estate Planning
Tax Planning
Investment Planning
Retirement Planning
Comprehensive Financial Planni...
Retirement Income Management
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 (1) AGENT FOR FAMILY TRUST. DUTIES INCLUDE MAINTENANCE OF TRUST PROPERTIES. NOT INVESTMENT RELATED, HOUR PER MONTH VARY, 0 HOURS DURING TRADING, START DATE 09/2014. (2) NAME OF BUSINESS: Limited agent for Uncle INVESTMENT-RELATED: ADDRESS: Oley, PA START DATE: 11/2019 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 (3)NAME OF BUSINESS: Limited agent for mother in law INVESTMENT-RELATED: ADDRESS: Quarryville, PA START DATE: 1/2020 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 (4) NAME OF BUSINESS: Limited agent for father in law INVESTMENT-RELATED: ADDRESS: Quarryville, PA START DATE: 1/2020 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 (5)NAME OF BUSINESS: EXECUTOR - MOTHER INVESTMENT-RELATED: ADDRESS: FLEETWOOD, PA START DATE: 2/2021 APPROXIMATE HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 (6)NAME OF BUSINESS: SUMMIT VALLEY HOLDINGS, LLC INVESTMENT RELATED: ADDRESS: FLEETWOOD, PA NATURE OF BUSINESS: RENTAL PROPERTIES POSITION: MEMBER START DATE: 5/2021 APPROX. HOURS/MONTH: 4 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MEMBER
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Gordon Yorgey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
June 17, 2016 - Present
VANGUARD ADVISERS, INC.
Office #1: 100 Vanguard Blvd, Malvern, PA 19355RIA
CRD#: 106715
Malvern, PA
Current
April 6, 2001 - Present
VANGUARD MARKETING CORPORATION
Office #1: 100 Vanguard Blvd, Malvern, PA 19355BD
CRD#: 7452
Malvern, PA
Past
April 3, 2001 - May 16, 2006
VANGUARD ADVISERS, INC.
RIA
CRD#: 106715
MALVERN, PA
Past
January 3, 2001 - March 19, 2001
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
September 23, 1992 - January 8, 2001
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
MALVERN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VANGUARD ADVISERS, INC.
VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
RIA
Registered Investment Advisory firm - (7/28/1995 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/10/2009)
RR
Alaska(2/10/2009)
RR
Arizona(2/10/2009)
RR
Arkansas(2/10/2009)
RR
California(2/10/2009)
RR
Colorado(2/10/2009)
RR
Connecticut(2/10/2009)
RR
Delaware(2/10/2009)
RR
District of Columbia(2/10/2009)
RR
Florida(2/10/2009)
RR
Georgia(2/10/2009)
RR
Hawaii(2/10/2009)
RR
Idaho(2/10/2009)
RR
Illinois(2/10/2009)
RR
Indiana(2/10/2009)
RR
Iowa(2/10/2009)
RR
Kansas(2/10/2009)
RR
Kentucky(2/10/2009)
RR
Louisiana(2/10/2009)
RR
Maine(2/10/2009)
RR
Maryland(2/10/2009)
RR
Massachusetts(2/10/2009)
RR
Michigan(2/10/2009)
RR
Minnesota(2/10/2009)
RR
Mississippi(2/10/2009)
RR
Missouri(2/10/2009)
RR
Montana(2/10/2009)
RR
Nebraska(2/10/2009)
RR
Nevada(2/10/2009)
RR
New Hampshire(2/10/2009)
RR
New Jersey(2/10/2009)
RR
New Mexico(2/10/2009)
RR
New York(2/10/2009)
RR
North Carolina(2/11/2009)
RR
North Dakota(2/10/2009)
RR
Ohio(2/11/2009)
RR
Oklahoma(2/10/2009)
RR
Oregon(2/10/2009)
RR
Pennsylvania(4/6/2001)
IAR
Pennsylvania(6/17/2016)
RR
Puerto Rico(2/10/2009)
RR
Rhode Island(2/10/2009)
RR
South Carolina(2/10/2009)
RR
South Dakota(2/10/2009)
RR
Tennessee(2/10/2009)
RR
Texas(2/10/2009)
IAR
Texas(12/16/2019)
RR
Utah(2/10/2009)
RR
Vermont(2/10/2009)
RR
Virgin Islands(2/10/2009)
RR
Virginia(2/10/2009)
RR
Washington(2/10/2009)
RR
West Virginia(2/10/2009)
RR
Wisconsin(2/10/2009)
RR
Wyoming(2/10/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VANGUARD ADVISERS, INC.
VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
RIA
Registered Investment Advisory firm - (7/28/1995 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Vanguard Blvd, Malvern, PA 19355
Mailing Address
Phone number
(610) 669-1000
Established
Firm type
Fiscal year end
# of Employees
2,225
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
