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BJ

Brice A. Janney

ASTOR RIDGE N.A. LLP
Rumson, NJ 07760
Some features on this profile are disabled
CRD#: 2071691
BJ

Professional summary

Brice Alan Janney is a registered financial professional currently at ASTOR RIDGE N.A. LLP located in Rumson, New Jersey.

Brice is registered as a RR (Registered Representative) and started their career in finance in 1999. Brice has worked at 5 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brice Alan Janney's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 20, 2016 - Present

ASTOR RIDGE N.A. LLP

Office #1: 60 Rumson Road, Rumson, NJ 07760
BD
CRD#: 282626
Rumson, NJ
Past

January 2, 2015 - March 30, 2016

SG AMERICAS SECURITIES, LLC

BD
CRD#: 128351
NEW YORK, NY
Past

March 26, 2012 - January 2, 2015

NEWEDGE USA, LLC

BD
CRD#: 36118
NEW YORK, NY
Past

December 13, 2010 - March 5, 2012

GUGGENHEIM SECURITIES, LLC

BD
CRD#: 40638
NEW YORK, NY
Past

January 5, 2004 - February 15, 2008

MF GLOBAL INC.

BD
CRD#: 6731
NEW YORK, NY
Past

September 2, 1999 - December 11, 2003

NEWEDGE USA, LLC

BD
CRD#: 36118
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(8/26/2025)
RR
New York
(9/30/2016)

Exams

State Security Law Exam
RR
Series 63
Date: 12/6/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 3/25/2011
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 8/20/1999
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AR
ASTOR RIDGE N.A. LLP
ASTOR RIDGE N.A. LLP

CRD#: 282626 / SEC#: , 8-69728

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
60 Rumson Road, Rumson, NJ 07760
Mailing Address
60 Rumson Road, Rumson, NJ 07760
Phone number
(212) 729-8387
Established
Firm type
Partnership
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ASTOR RIDGE LLPGENERAL PARTNER
BRIGHTON, CHRISTOPHER SLIMITED PARTNER / CCO1966750
GRAY, JOHN CLARKECFO / FINOP1367440
LOCKARD, JAMES CHARLESLIMITED PARTNER1580517
WENTZELL, JOHN LAWRENCELIMITED PARTNER2519139

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ASTOR RIDGE N.A. LLP

CRD#: 282626Rumson, NJ 07760

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