Brice Alan Janney
Professional Summary
Brice Alan Janney is a registered financial advisor currently at ASTOR RIDGE N.A. LLP located in Rumson, New Jersey. Brice is registered as a RR (Registered Representative) and started their career in finance in 1999. Brice has worked at 5 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
27 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ASTOR RIDGE N.A. LLP
Contact Information
Main Address
60 Rumson Road, Rumson, NJ 07760Mailing Address
60 Rumson Road, Rumson, NJ 07760Phone Number
(212) 729-8387Firm Type
PartnershipFiscal Year End
MarchFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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RBC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
(8/26/2025)
(9/30/2016)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Brice Alan Janney's CRS (Customer Relationship Summary).
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RBC CAPITAL MARKETS, LLC