Matthew Hodges
Professional summary
Matthew Hodges, who also goes by Matt Hodges, Matthew Henry Neal Hodges, Matthew Henry Noel Hodges, Matthew Henryneal Hodges, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Durham, North Carolina and FIDELITY BROKERAGE SERVICES LLC located in Durham, North Carolina.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 1990. Matthew has worked at 9 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Hodges's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 11, 2014 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 100 New Millennium Way, Durham, NC 27709January 15, 2026 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 100 New Millennium Way, Durham, NC 27709February 24, 2012 - June 5, 2014
MORGAN STANLEY
January 11, 2012 - June 5, 2014
MORGAN STANLEY
June 1, 2009 - October 1, 2009
MORGAN STANLEY
June 1, 2009 - October 1, 2009
MORGAN STANLEY
April 27, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
September 19, 1997 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
July 8, 1995 - April 25, 1997
GRIFFIN FINANCIAL SERVICES
April 19, 1994 - April 3, 1995
FROST BROKERAGE SERVICES, INC.
February 25, 1992 - March 31, 1994
SWBC INVESTMENT COMPANY
September 4, 1990 - January 31, 1991
CIBC WORLD MARKETS CORP.
July 31, 1990 - August 8, 1990
F.N. WOLF & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 12/16/2025
Operations Professional ExaminationFINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 126 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Durham, NC 27709TRUST BUT VERIFY
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