Patrick J. Sheehan

PRODEO ASSET MANAGEMENT, LLP

Charlotte, NC 28211

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CRD#: 2053134

Professional summary

Patrick James Sheehan, who also goes by Pat Sheehan, is a registered financial advisor currently at PRODEO ASSET MANAGEMENT, LLP located in Charlotte, North Carolina and ELEVATION, LLC located in Charlotte, North Carolina.

Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Patrick has worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pat Sheehan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM A SHAREHOLDER IN VP RESEARCH, INC. and serve as a Director and an officer of the firm. UTILIZING THE BRAND VARIANT PERCEPTION, THE FIRM PROVIDES GLOBAL MACRO, CROSS ASSET CLASS, MARKET COMMENTARY AND ACTIONABLE TRADE IDEAS TO US AND INTERNATIONAL CLIENTS. I am the Manager and Registered Agent of Big Label Records, LLC. I am the CEO of Elevation LLC, a FINRA-registered broker dealer. I am a Partner in Prodeo Asset Management, LLP.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick James Sheehan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 5, 2024 - Present

PRODEO ASSET MANAGEMENT, LLP

Office #1: 6836 Carnegie Blvd, Ste 240, Charlotte, NC 28211

RIA

CRD#: 288692

Charlotte, NC

Current

August 25, 2006 - Present

ELEVATION, LLC

Office #1: 6836 Carnegie Boulevard Suite 240, Charlotte, NC 28211

CRD#: 140341

Charlotte, NC

Past

September 3, 2003 - January 6, 2006

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

January 25, 2001 - July 14, 2003

NATWEST MARKETS SECURITIES INC.

CRD#: 11707

STAMFORD, CT

Past

October 1, 1999 - November 6, 2000

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

February 2, 1998 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

April 19, 1990 - February 2, 1998

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 19002

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/11/2006)

New York
(9/13/2006)

North Carolina
(9/11/2006)

IAR

North Carolina
(12/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/28/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/19/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/23/2009

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/14/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/16/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PRODEO ASSET MANAGEMENT, LLP

PRODEO ASSET MANAGEMENT, LLP | VP ASSET MANAGEMENT, INC. | VP ASSET MANAGEMENT LLP

CRD#: 288692 / SEC#:

North Carolina

Registered Investment Advisory firm - (3/28/2018 Approved)

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Contact information

Main Address

6836 Carnegie Blvd, Ste 240, Charlotte, NC 28211

Mailing Address

Phone number

(704) 926-1100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 3,596,177

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick J. Sheehan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick James Sheehan's CRS (Customer Relationship Summary).

Certified licenses

Experience

ELEVATION, LLC

DEUTSCHE BANK SECURITIES INC.

NATWEST MARKETS SECURITIES INC.

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION CAPITAL MARKETS CORP.

FIRST UNION CAPITAL MARKETS CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/28/2024

Series 63

Date: 7/19/1990

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 11/23/2009

Series 7

Date: 9/14/1990

Series 24

Date: 5/16/2006

FINRA

Current Firm

PRODEO ASSET MANAGEMENT, LLP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PRODEO ASSET MANAGEMENT, LLP

TRUST BUT VERIFY

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