James Gerard Mccue
Professional Summary
James Gerard Mccue is a registered financial advisor currently at R.W. SMITH & ASSOCIATES, LLC located in Avenel, New Jersey. James is registered as a RR (Registered Representative) and started their career in finance in 1990. James has worked at 4 firms and has passed the SIE, Series 52 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
36 years in the financial services industry
Current & Past Employments
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Current Firm
R.W. SMITH & ASSOCIATES, INC. | R.W. SMITH & ASSOCIATES, LLC
Contact Information
Main Address
111 Town Square Place Ste 1500, Jersey City, NJ 07310Mailing Address
111 Town Square Place Ste 1500, Jersey City, NJ 07310Phone Number
(201) 716-5150Established
New Jersey since 05/12/2014Firm Type
Limited Liability CompanyFiscal Year End
AprilFirm Size
SmallFINRA licenses (6 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view James Gerard Mccue's CRS (Customer Relationship Summary).
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