Ronald Anthony Purpora
Professional Summary
Ronald Anthony Purpora, who also goes by Ronald Purpora, is a registered financial advisor currently at HARTFIELD, TITUS & DONNELLY, LLC located in Jersey City, New Jersey and R.W. SMITH & ASSOCIATES, LLC located in Jersey City, New Jersey. Ronald is registered as a RR (Registered Representative) and started their career in finance in 1987. Ronald has worked at 7 firms and has passed the Series 72, Series 52TO, SIE, Series 3 and Series 24...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ronald Purpora
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
R.W. SMITH & ASSOCIATES, INC. | R.W. SMITH & ASSOCIATES, LLC
Contact Information
Main Address
111 Town Square Place Ste 1500, Jersey City, NJ 07310Mailing Address
111 Town Square Place Ste 1500, Jersey City, NJ 07310Phone Number
(201) 716-5150Established
New Jersey since 05/12/2014Firm Type
Limited Liability CompanyFiscal Year End
AprilFirm Size
SmallFINRA licenses (6 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 72 — Government Securities Representative Examination
Passed Jan 2023Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Ronald Anthony Purpora's CRS (Customer Relationship Summary).
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