Denien Lynn Rasmussen
Professional Summary
Denien Lynn Rasmussen, who also goes by Denien Lynn Canham, Denien Lynn Ognar, is a registered financial advisor currently at R.W. SMITH & ASSOCIATES, LLC located in Palatine, Illinois. Denien is registered as a RR (Registered Representative) and started their career in finance in 1984. Denien has worked at 3 firms and has passed the Series 63, SIE, Series 62, Series 52, Series 24 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Denien Lynn Canham, Denien Lynn Ognar
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
R.W. SMITH & ASSOCIATES, INC. | R.W. SMITH & ASSOCIATES, LLC
Contact Information
Main Address
111 Town Square Place Ste 1500, Jersey City, NJ 07310Mailing Address
111 Town Square Place Ste 1500, Jersey City, NJ 07310Phone Number
(201) 716-5150Established
New Jersey since 05/12/2014Firm Type
Limited Liability CompanyFiscal Year End
AprilFirm Size
SmallFINRA licenses (6 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/16/1986)
(12/15/2014)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Jul 2018SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Denien Lynn Rasmussen's CRS (Customer Relationship Summary).
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