Roy Edgar Schutz
Professional Summary
Roy Edgar Schutz is a registered financial advisor currently at BTM CONSULTING USA, LLC located in New York, New York. Roy is registered as a RR (Registered Representative) and started their career in finance in 1990. Roy has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
36 years in the financial services industry
Current & Past Employments
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Current Firm
BTM CONSULTING USA, LLC
Contact Information
Main Address
299 Broadway Suite 200, New York, NY 10007Mailing Address
299 Broadway Suite 200, New York, NY 10007Phone Number
(212) 287-5068Established
New York since 04/04/2016Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallDocuments
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1990About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Apr 2005About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Roy Edgar Schutz's CRS (Customer Relationship Summary).
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