Karl Willem Lohwater
Professional Summary
Karl Willem Lohwater, who also goes by Karl W Lohwater, is a registered financial advisor currently at CAVU SECURITIES LLC located in Red Bank, New Jersey and BTM CONSULTING USA, LLC located in New York, New York. Karl is registered as a RR (Registered Representative) and started their career in finance in 1996. Karl has worked at 9 firms and has passed the Series 65, Series 63, Series 82TO, Series 99TO, Series 52TO, Series 22TO,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Karl W Lohwater
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
BTM CONSULTING USA, LLC
Contact Information
Main Address
299 Broadway Suite 200, New York, NY 10007Mailing Address
299 Broadway Suite 200, New York, NY 10007Phone Number
(212) 287-5068Established
New York since 04/04/2016Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallDocuments
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/3/2023)
(3/17/2020)
(2/17/2021)
(2/11/2021)
(3/19/2020)
(3/3/2023)
(3/3/2023)
(10/15/2019)
(10/15/2019)
(3/9/2020)
(10/15/2019)
(3/25/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Dec 2025About the Series 82TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 22TO — Direct Participation Programs Representative Examination
Passed Jan 2023About the Series 22TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Karl Willem Lohwater's CRS (Customer Relationship Summary).
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