Craig T. Bisagna
Professional summary
Craig Thomas Bisagna, who also goes by Craig T Bisagna, Craig Bisagna, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Charlotte, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Charlotte, North Carolina.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Craig has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 87, Series 7, Series 14, Series 9, Series 10, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Craig Thomas Bisagna's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 8, 2022 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 214 N Tryon St Fl 46, Charlotte, NC 28202February 9, 2023 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 214 N Tryon St Fl 21 32, Charlotte, NC, 28202September 17, 2021 - December 13, 2021
LPL FINANCIAL LLC
September 16, 2021 - December 13, 2021
LPL FINANCIAL LLC
January 15, 2019 - November 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
January 10, 2019 - November 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 11, 2014 - December 31, 2018
B. RILEY WEALTH ADVISORS, INC.
February 19, 2014 - December 31, 2018
NATIONAL SECURITIES CORPORATION
March 30, 2012 - February 14, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 16, 2012 - February 14, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 13, 2005 - January 19, 2012
NEEDHAM & COMPANY, LLC
April 28, 2005 - June 9, 2005
THE WILLIAMS CAPITAL GROUP, L.P.
February 20, 1997 - August 16, 2004
CHARLES SCHWAB & CO., INC.
February 13, 1992 - August 16, 2004
CHARLES SCHWAB & CO., INC.
December 4, 1989 - October 23, 1991
UBS ASSET MANAGEMENT (US) INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/10/2023)
(8/21/2023)
(2/13/2023)
Exams
Series 8
Date: 12/3/1993
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
