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Timothy Howard Mccabe

GLADSTONE SECURITIES
MCLEAN, VA
·CRD# 1991780·37 years experience

Professional Summary

Timothy Howard Mccabe is a registered financial advisor currently at GLADSTONE SECURITIES, LLC located in Mclean, Virginia. Timothy is registered as a RR (Registered Representative) and started their career in finance in 1990. Timothy has worked at 13 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

GLADSTONE SECURITIES, LLC·CRD# 127808
BD
1521 Westbranch Drive Suite 100, Mclean, VA 22102
October 22, 2024 - Present
FORESIDE FINANCIAL SERVICES, LLC·CRD# 148477
BD
Portland, ME
June 20, 2023 - February 8, 2024
BLUEROCK CAPITAL MARKETS LLC·CRD# 136974
BD
New York, NY
June 20, 2016 - January 31, 2023
STIRA CAPITAL MARKETS GROUP, LLC·CRD# 141277
BD
Irvine, CA
June 5, 2013 - June 20, 2016
KBS CAPITAL MARKETS GROUP LLC·CRD# 132299
BD
Newport Beach, CA
January 27, 2006 - May 31, 2013
METLIFE INVESTORS DISTRIBUTION COMPANY·CRD# 107622
BD
New York City, NY
December 11, 2004 - October 18, 2005
METLIFE INVESTORS DISTRIBUTION COMPANY·CRD# 6695
BD
Newport Beach, CA
March 26, 2001 - December 11, 2004
METLIFE INVESTORS SALES COMPANY·CRD# 15950
BD
Oakbrook Terrace, IL
January 3, 2001 - March 21, 2001
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
March 9, 2000 - October 25, 2000
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
March 9, 2000 - October 25, 2000
EQUITABLE DISTRIBUTORS, LLC·CRD# 25900
BD
Charlotte, NC
October 6, 1997 - February 29, 2000
CALVERT INVESTMENT DISTRIBUTORS, INC.·CRD# 37527
BD
Bethesda, MD
April 12, 1995 - September 19, 1997
THE ADVISORS GROUP, INC.·CRD# 14035
BD
Bethesda, MD
March 19, 1990 - April 18, 1995

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Current Firm

GS
GLADSTONE SECURITIES, LLC

CIRCADIAN PARTNERS LLC | GLADSTONE SECURITIES, LLC

CRD#: 127808 / SEC#: 8-66052
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

1521 Westbranch Drive Suite 100, Mclean, VA 22102

Mailing Address

1521 Westbranch Drive Suite 100, Mclean, VA 22102

Phone Number

(703) 287-5900

Established

Connecticut since 04/07/2003

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
THE GLADSTONE COMPANIES, INC.SHAREHOLDER—
DELLAFIORA, JOHN ANTHONY JRMEMBER, BOARD OF MANAGERS/MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER5412022
GLADSTONE, DAVID JOHNMEMBER, BOARD OF MANAGERS4578897
KENT, RICHARD JOHNMEMBER, BOARD OF MANAGERS/MANAGING PRINCIPAL3258231
LICALSI, MICHAEL BERNARDMEMBER, BOARD OF MANAGERS/MANAGING PRINCIPAL/CHIEF LEGAL OFFICER/SECRETARY2578298
MARRONE, MICHAEL THOMASFINANCIAL AND OPERATIONS PRINCIPAL4859949

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(10/22/2024)
RR
Alaska
(10/22/2024)
RR
Arizona
(10/22/2024)
RR
Arkansas
(10/22/2024)
RR
California
(10/22/2024)
RR
Colorado
(10/22/2024)
RR
Connecticut
(10/22/2024)
RR
Delaware
(10/22/2024)
RR
District of Columbia
(10/22/2024)
RR
Florida
(10/22/2024)
RR
Georgia
(10/22/2024)
RR
Hawaii
(10/22/2024)
RR
Idaho
(10/22/2024)
RR
Illinois
(10/22/2024)
RR
Indiana
(10/22/2024)
RR
Iowa
(10/22/2024)
RR
Kansas
(10/22/2024)
RR
Kentucky
(10/22/2024)
RR
Louisiana
(10/22/2024)
RR
Maine
(10/22/2024)
RR
Maryland
(10/22/2024)
RR
Massachusetts
(10/22/2024)
RR
Michigan
(10/22/2024)
RR
Minnesota
(10/22/2024)
RR
Mississippi
(10/22/2024)
RR
Missouri
(10/22/2024)
RR
Montana
(10/22/2024)
RR
Nebraska
(10/22/2024)
RR
Nevada
(10/22/2024)
RR
New Hampshire
(10/22/2024)
RR
New Jersey
(10/22/2024)
RR
New Mexico
(10/22/2024)
RR
New York
(10/22/2024)
RR
North Carolina
(10/22/2024)
RR
North Dakota
(10/22/2024)
RR
Ohio
(10/22/2024)
RR
Oklahoma
(10/22/2024)
RR
Oregon
(10/22/2024)
RR
Pennsylvania
(10/22/2024)
RR
Puerto Rico
(10/22/2024)
RR
Rhode Island
(10/22/2024)
RR
South Carolina
(10/22/2024)
RR
South Dakota
(10/22/2024)
RR
Tennessee
(10/22/2024)
RR
Texas
(10/22/2024)
RR
Utah
(10/22/2024)
RR
Vermont
(10/22/2024)
RR
Virginia
(10/22/2024)
RR
Washington
(10/22/2024)
RR
West Virginia
(10/22/2024)
RR
Wisconsin
(10/22/2024)
RR
Wyoming
(10/22/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1990About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1989About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Timothy Howard Mccabe's CRS (Customer Relationship Summary).

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