Timothy H. Mccabe
Professional summary
Timothy Howard Mccabe is a registered financial professional currently at GLADSTONE SECURITIES, LLC located in Mclean, Virginia.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1990. Timothy has worked at 13 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Howard Mccabe's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 22, 2024 - Present
GLADSTONE SECURITIES, LLC
Office #1: 1521 Westbranch Drive Suite 100, Mclean, VA 22102June 20, 2023 - February 8, 2024
FORESIDE FINANCIAL SERVICES, LLC
June 20, 2016 - January 31, 2023
BLUEROCK CAPITAL MARKETS LLC
June 5, 2013 - June 20, 2016
STIRA CAPITAL MARKETS GROUP, LLC
January 27, 2006 - May 31, 2013
KBS CAPITAL MARKETS GROUP LLC
December 11, 2004 - October 18, 2005
METLIFE INVESTORS DISTRIBUTION COMPANY
March 26, 2001 - December 11, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
January 3, 2001 - March 21, 2001
METLIFE INVESTORS SALES COMPANY
March 9, 2000 - October 25, 2000
IDS LIFE INSURANCE COMPANY
March 9, 2000 - October 25, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
October 6, 1997 - February 29, 2000
EQUITABLE DISTRIBUTORS, LLC
April 12, 1995 - September 19, 1997
CALVERT INVESTMENT DISTRIBUTORS, INC.
March 19, 1990 - April 18, 1995
THE ADVISORS GROUP, INC.
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
GLADSTONE SECURITIES, LLC
CRD#: 127808 / SEC#: , 8-66052
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GLADSTONE COMPANIES, INC. | SHAREHOLDER | |
| DELLAFIORA, JOHN ANTHONY JR | MEMBER, BOARD OF MANAGERS/MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | 5412022 |
| GLADSTONE, DAVID JOHN | MEMBER, BOARD OF MANAGERS | 4578897 |
| KENT, RICHARD JOHN | MEMBER, BOARD OF MANAGERS/MANAGING PRINCIPAL | 3258231 |
| LICALSI, MICHAEL BERNARD | MEMBER, BOARD OF MANAGERS/MANAGING PRINCIPAL/CHIEF LEGAL OFFICER/SECRETARY | 2578298 |
| MARRONE, MICHAEL THOMAS | FINANCIAL AND OPERATIONS PRINCIPAL | 4859949 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
