Carmen Marino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carmen Marino was a registered financial professional .
Carmen is a previously registered financial professional and started their career in finance in 1993. Carmen had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 79, Series 31, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2018 - November 17, 2023
TGP SECURITIES, INC.
February 1, 2016 - December 2, 2016
CANTOR FITZGERALD & CO.
September 10, 2015 - February 1, 2016
BGC FINANCIAL, L.P.
January 21, 2014 - August 25, 2015
STORMHARBOUR SECURITIES LP
June 11, 2012 - July 24, 2013
JVB FINANCIAL GROUP, LLC
August 26, 2009 - August 26, 2011
MORGAN STANLEY
July 29, 2009 - August 26, 2011
MORGAN STANLEY
November 12, 2007 - March 28, 2008
MORGAN STANLEY & CO. LLC
October 6, 2005 - June 19, 2007
SG AMERICAS SECURITIES, LLC
August 14, 2002 - February 25, 2005
ABN AMRO INCORPORATED
September 28, 2000 - August 5, 2002
GOLDMAN SACHS & CO. LLC
March 19, 1999 - November 3, 1999
CSFP CAPITAL, INC.
April 5, 1995 - September 28, 2000
CREDIT SUISSE SECURITIES (USA) LLC
September 29, 1993 - November 21, 1995
CSFP CAPITAL, INC.
State Registrations and Notice Filings
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Exams
Current Firm
TGP SECURITIES, INC.
CRD#: 159008 / SEC#: , 8-68955
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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