Edward L. Rowell
Professional summary
Edward Luck Rowell, CFP®, who also goes by Ed Rowell, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Charlotte, North Carolina and CETERA WEALTH SERVICES, LLC located in Charlotte, North Carolina.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Edward has worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Edward Luck Rowell's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2004
Experience
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 215 N Pine Street Suite 410, Charlotte, NC 28202Office #2: 6135 Park South Dr Ste 510, Charlotte, NC 28210September 20, 2019 - Present
CETERA WEALTH SERVICES, LLC
Office #2: 6135 Park South Dr Ste 510, Charlotte, NC 28210May 20, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
October 10, 2018 - May 20, 2021
SUMMIT FINANCIAL GROUP INC
October 30, 2015 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
August 28, 2013 - November 13, 2015
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
January 18, 2005 - November 2, 2015
J.P. TURNER & COMPANY, L.L.C.
January 6, 2005 - January 13, 2005
SYNERGY INVESTMENT GROUP, LLC
September 30, 2002 - January 3, 2005
J.P. TURNER & COMPANY, L.L.C.
April 2, 2002 - September 30, 2002
SCHNEIDER SECURITIES, INC.
January 25, 1993 - March 26, 2002
GLOBAL CAPITAL SECURITIES CORPORATION
July 7, 1992 - January 25, 1993
KOBER FINANCIAL CORP.
June 20, 1989 - July 9, 1992
J. W. GANT & ASSOCIATES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/20/2019)
(9/20/2019)
(9/20/2019)
(1/6/2021)
(9/20/2019)
(2/21/2023)
(1/17/2023)
(9/20/2019)
(9/20/2019)
(6/29/2023)
(9/20/2019)
(9/20/2019)
(9/20/2019)
(9/20/2019)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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