William Paul Hodge
Professional Summary
William Paul Hodge, who also goes by William P Hodge, is a registered financial advisor currently at JOSEPH GUNNAR & CO. LLC located in New York, New York. William is registered as a RR (Registered Representative) and started their career in finance in 1991. William has worked at 11 firms and has passed the Series 65, Series 63, Series 79TO, Series 57TO, Series 99TO, Series 52TO, Series 87, SIE, Series 55, Series 7, Series 6,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
William P Hodge
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
AMERICAN PRIDE WEALTH MANAGEMENT GROUP | LELLOS WEALTH MANAGEMENT | JOSEPH GUNNAR & CO., LLC | JOSEPH GUNNAR & CO. LLC | EAST END SECURITIES, INC.
Contact Information
Main Address
1000 Rxr Plaza 10th Floor, Uniondale, NY 11556Mailing Address
1000 Rxr Plaza, Uniondale, NY 11556Phone Number
(212) 440-9600Established
Delaware since 08/07/1997Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
50FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
68AUM (Assets Under Management)
$33,967,899Disclosures
Regulatory Event
5Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/10/2023)
(3/16/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Dec 2022About the Series 87 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Mar 2003Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1991About the Series 6 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jun 2001About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Apr 2001About the Series 9 examSRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view William Paul Hodge's CRS (Customer Relationship Summary).
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