Lawrence K. Wakeman
Professional summary
Lawrence Kendrick Wakeman, who also goes by Kendrick Wakeman, is a registered financial professional currently at BA SECURITIES, LLC located in W. Conshohocken, Pennsylvania.
Lawrence is registered as a RR (Registered Representative) and started their career in finance in 1993. Lawrence has worked at 6 firms and has passed the Series 63, Series 79TO, Series 82TO, SIE, Series 16, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lawrence Kendrick Wakeman's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 4, 2023 - Present
BA SECURITIES, LLC
Office #1: Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428July 27, 2011 - December 12, 2012
BADON HILL ASSET MANAGEMENT LLC
July 1, 2003 - May 6, 2004
WELLS FARGO SECURITIES, LLC
June 1, 2000 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
May 9, 1995 - June 1, 2000
FORUM CAPITAL MARKETS LLC
February 3, 1993 - May 1, 1995
GLOBAL MERCHANT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/13/2024)
(2/21/2024)
(7/11/2024)
(10/2/2024)
(2/15/2024)
(9/25/2025)
(3/4/2024)
(11/13/2025)
(12/5/2023)
(9/11/2025)
(9/13/2024)
(3/4/2024)
(7/11/2024)
Exams
Series 79TO
Date: 12/28/2023
Investment Banking Registered Representative ExaminationSeries 82TO
Date: 12/2/2023
Limited Representative-Private Securities OfferingsFINRA
Current Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
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