Stephen M. Cunningham
Professional summary
Stephen Michael Cunningham is a registered financial professional currently at BCP SECURITIES, INC. located in Greenwich, Connecticut.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1990. Stephen has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Michael Cunningham's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 15, 2019 - Present
BCP SECURITIES, INC.
Office #1: 289 Greenwich Avenue 4th, Greenwich, CT, 06830September 16, 2011 - October 23, 2019
NOMURA SECURITIES INTERNATIONAL, INC.
April 19, 2006 - September 16, 2011
DEUTSCHE BANK SECURITIES INC.
May 29, 1996 - February 17, 2006
MORGAN STANLEY & CO. LLC
April 9, 1992 - October 29, 1993
BEAR STEARNS GLOBAL ASSET TRADING, LTD
October 4, 1990 - May 28, 1996
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/15/2019)
(11/15/2019)
(11/15/2019)
(11/15/2019)
(11/15/2019)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BCP SECURITIES, INC.
CRD#: 27063 / SEC#: , 8-42836
Contact information
FINRA licenses (6 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PIKE, RANDALL EMORY | CHAIRMAN | 1926966 |
| HOUSON, RICARDO CARLOS | SHAREHOLDER | 2943538 |
| LUQUE SUESCUN, JUAN CARLOS | SHAREHOLDER | 2373875 |
| OWENS, STEVEN CRAIG | SHAREHOLDER | 2268295 |
| SMITH, DAVID CHRISTOPHER | SHAREHOLDER | 2749802 |
| BAGORDA, FELICE | SHAREHOLDER/CEO | 5439644 |
| BILAL, MUHAMMAD OMAR | SHAREHOLDER | 6272625 |
| BURKE, EDWARD JOHN JR. | SHAREHOLDER | 2398546 |
| CLEVEN, PETER DAMION | CHIEF COMPLIANCE OFFICER | 6400894 |
| DAELLENBACH, RENE | SHAREHOLDER | 2555076 |
| DELLA CIOPPA, MAURO | SHAREHOLDER | 4961537 |
| DIAZ, NATALIE HELEN | SHAREHOLDER | 4691258 |
| GARCIA, EDWIN ERNESTO | SHAREHOLDER / FINOP | 4154949 |
| GUTIERREZ, JAVIER | SHAREHOLDER | 6482968 |
| HARPER, JAMES VANCE | SHAREHOLDER | 4014076 |
| HOUGH, BENJAMIN COLIN | SHAREHOLDER | 2396825 |
| KHALITOV, BULAT | SHAREHOLDER | 6387636 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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