Joseph William Lodato
Professional Summary
Joseph William Lodato is a registered financial advisor currently at DRIVEWEALTH, LLC located in New York, New York. Joseph is registered as a RR (Registered Representative) and started their career in finance in 1989. Joseph has worked at 15 firms and has passed the Series 63, Series 99TO, Series 82TO, Series 7TO, SIE, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
37 years in the financial services industry
Current & Past Employments
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Current Firm
DRIVEWEALTH, LLC | MYSOLOMEO, LLC
Contact Information
Main Address
28 Liberty Street 50th Floor, New York, NY 10005Mailing Address
28 Liberty Street 50th Floor, New York, NY 10005Phone Number
(973) 559-6750Established
New Jersey since 05/24/2012Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Mar 2023About the Series 82TO examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Apr 1993SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Joseph William Lodato's CRS (Customer Relationship Summary).
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