Edmond D. Henley
Professional summary
Edmond Darby Henley JR., who also goes by Darby Henley Jr, E D Henley Jr, E. D Henley Jr., Edmond Darby Henley Jr, Edmond Darby (jr) Henley, Edmond Darby Henley Jr, Edmond Darby Henley, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Charlotte, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Charlotte, North Carolina.
Edmond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Edmond has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Edmond Darby Henley JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
November 17, 2020 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 4777 Sharon Rd Fl 2, Charlotte, NC 28210December 10, 2019 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 4777 Sharon Rd Fl 2, Charlotte, NC 28210November 23, 2015 - February 17, 2021
BB&T SECURITIES, LLC
November 20, 2015 - February 17, 2021
BB&T SECURITIES, LLC
October 20, 2011 - May 13, 2015
MORGAN STANLEY
October 11, 2011 - May 13, 2015
MORGAN STANLEY
December 20, 2007 - September 20, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 7, 1992 - December 31, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 20, 1988 - September 20, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
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Exams
Series 8
Date: 12/7/1994
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
