Joseph M. Dellegrippo
Professional summary
Joseph Michael Dellegrippo, who also goes by Joe Dellegrippo, Joseph Michael Dellegrippo, is a registered financial professional currently at ASCENSUS BROKER DEALER SERVICES, LLC located in Dresher, Pennsylvania.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1988. Joseph has worked at 7 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Michael Dellegrippo's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 19, 2018 - Present
ASCENSUS BROKER DEALER SERVICES, LLC
Office #1: 200 Dryden Road, Dresher, PA 19025August 24, 2017 - October 19, 2018
ASCENSUS FINANCIAL SERVICES, LLC.
November 9, 1999 - January 27, 2003
CITISTREET EQUITIES LLC
October 14, 1999 - November 3, 1999
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
January 1, 1997 - March 1, 1999
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
December 18, 1995 - January 1, 1997
PRUCO SECURITIES, LLC.
September 4, 1990 - September 22, 1995
PRUDENTIAL MUTUAL FUND DISTRIBUTORS, INC.
October 20, 1988 - August 26, 1989
NETWORK 1 FINANCIAL SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/4/2022)
Exams
FINRA
Current Firm
ASCENSUS BROKER DEALER SERVICES, LLC
CRD#: 36478 / SEC#: , 8-47312
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ASCENSUS, LLC | 100% STOCKHOLDER OF ASCENSUS BROKER DEALER SERVICES, LLC | |
| DUNN, MICHAEL SEAN | SENIOR VICE PRESIDENT | 3045371 |
| FOLMER, MICHAEL ROBERT | TREASURER AND VICE PRESIDENT, TAX AND FINANCE | 5655451 |
| GEARIN, JAMES M | PRESIDENT | 1405150 |
| GINGOLASKI, DENISE MAKSIMOW | FINANCIAL AND OPERATIONS PRINCIPAL | 6218228 |
| GINGOLASKI, DENISE MAKSIMOW | PRINCIPAL FINANCIAL OFFICER | 6218228 |
| GINGOLASKI, DENISE MAKSIMOW | PRINCIPAL OPERATIONS OFFICER | 6218228 |
| KAPLAN, ROBERT BARRY | SECRETARY | 1286735 |
| KAPLAN, ROBERT BARRY | CHIEF COMPLIANCE OFFICER | 1286735 |
| SHANNON, MICHAEL DOUGLAS | SENIOR VICE PRESIDENT | 1314743 |
Red Flags
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