Anthony J. Murray

VCS VENTURE SECURITIES

Garden City, NY 11530

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CRD#: 1859022

Professional summary

Anthony James Murray is a registered financial professional currently at VCS VENTURE SECURITIES located in Garden City, New York.

Anthony is registered as a RR (Registered Representative) and started their career in finance in 1994. Anthony has worked at 5 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony James Murray's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 13, 2023 - Present

VCS VENTURE SECURITIES

Office #1: 585 Stewart Avenue Unit L60, Garden City, NY 11530

CRD#: 127921

Garden City, NY

Past

November 2, 2010 - April 1, 2011

BROOKVILLE CAPITAL PARTNERS

CRD#: 102380

UNIONDALE, NY

Past

March 8, 2000 - July 20, 2000

LADENBURG CAPITAL MANAGEMENT INC.

CRD#: 14623

BETHPAGE, NY

Past

August 6, 1996 - December 17, 1999

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

April 12, 1994 - July 22, 1994

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(11/2/2023)

Illinois
(11/2/2023)

New York
(11/2/2023)

Ohio
(11/2/2023)

Texas
(11/2/2023)

Virgin Islands
(11/2/2023)

Exams

State Security Law Exam

Series 63

Date: 10/8/2023

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/1/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/24/2020

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/1/2010

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VCS VENTURE SECURITIES

D R F BUSINESS AND FINANCIAL SERVICES, LLC | VCS VENTURE SECURITIES | PRIMARY CAPITAL, LLC

CRD#: 127921 / SEC#: , 8-66069

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

29 Broadway Suite 1502, New York, NY 10006-3201

Mailing Address

29 Broadway Suite 1502, New York, NY 10006-3221

Phone number

(212) 404-7696

Established

Delaware since 11/16/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
LEO CAPITAL MARKETS, LLC	DIRECT OWNER
NEW AGE CAPITAL MANAGEMENT, LLC	DIRECT OWNER
MOOD, TRAVIS ANTON MORSE	REGISTERED OPTIONS PRINCIPAL	4745001
NIXON, JON ALAN	FINOP	4710715
STALANSKI, JOHN WALTER	AMLCO	2922709
STALANSKI, JOHN WALTER	CHIEF OPERATING OFFICER	2922709
STALANSKI, JOHN WALTER	CHIEF COMPLIANCE OFFICER	2922709

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Anthony J. Murray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony James Murray's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKVILLE CAPITAL PARTNERS

LADENBURG CAPITAL MANAGEMENT INC.

QUEST CAPITAL STRATEGIES, INC.

CHATFIELD DEAN & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/8/2023

Series 7TO

Date: 2/1/2023

SIE

Date: 8/24/2020

Series 7

Date: 11/1/2010

FINRA

Current Firm

VCS VENTURE SECURITIES

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

VCS VENTURE SECURITIES

TRUST BUT VERIFY

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