Timothy L. Whetro

CAPITAL INVESTMENT ADVISORY SERVICES

TOLEDO, OH 43623

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CRD#: 1845826

Professional summary

Timothy Laverne Whetro, CFP®, who also goes by Timothy Lavern Whetro, is a registered financial advisor currently at CAPITAL INVESTMENT ADVISORY SERVICES, LLC located in Toledo, Ohio and CAPITAL INVESTMENT GROUP, INC. located in Toledo, Ohio.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Timothy has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Aliases

Timothy Lavern Whetro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Laverne Whetro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

January 2, 2020 - Present

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

Office #1: 4169 Holland-sylvania Road Suite 103, Toledo, OH 43623

RIA

CRD#: 149124

TOLEDO, OH

Current

April 21, 2009 - Present

CAPITAL INVESTMENT GROUP, INC.

Office #1: 4169 Holland-sylvania Rd Suite 103, Toledo, OH 43623

CRD#: 14752

TOLEDO, OH

Past

June 12, 2017 - January 2, 2020

BUCKINGHAM FINANCIAL GROUP, INC.

RIA

CRD#: 117982

DAYTON, OH

Past

April 4, 2005 - January 2, 2020

BUCKINGHAM CAPITAL MANAGEMENT, INC.

RIA

CRD#: 117984

DAYTON, OH

Past

May 23, 2003 - July 14, 2005

NRP FINANCIAL, INC.

RIA

CRD#: 103717

TOLEDO, OH

Past

May 23, 2003 - April 23, 2009

NRP FINANCIAL, INC.

CRD#: 103717

TOLEDO, OH

Past

February 25, 2002 - May 30, 2003

BRECEK & YOUNG ADVISORS, INC.

RIA

CRD#: 40395

TOLEDO, OH

Past

March 14, 2001 - May 30, 2003

BRECEK & YOUNG ADVISORS, INC.

CRD#: 40395

FOLSOM, CA

Past

September 26, 1995 - March 6, 2001

DONAHUE SECURITIES, INC.

CRD#: 24330

CINCINNATI, OH

Past

August 22, 1988 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

August 22, 1988 - October 11, 1995

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

CRD#: 149124 / SEC#: 801-69846

RIA

Registered Investment Advisory firm - (1/5/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/3/2009)

Florida
(4/21/2009)

Indiana
(4/23/2009)

Michigan
(4/23/2009)

Montana
(6/21/2017)

New York
(5/1/2017)

North Carolina
(2/12/2015)

Ohio
(4/28/2009)

IAR

Ohio
(1/2/2020)

Oklahoma
(11/29/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/2/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/23/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/18/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/19/1988

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/10/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

CRD#: 149124 / SEC#: 801-69846

RIA

Registered Investment Advisory firm - (1/5/2009 Approved)

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Contact information

Main Address

100 E. Six Forks Road Suite 200, Raleigh, NC 27609

Mailing Address

P.o. Box 32249, Raleigh, NC 27622

Phone number

(919) 831-2370

Established

Firm type

Fiscal year end

# of Employees

106

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIAS ADV PART 2A (3/13/2025)

Regulatory assets under management

Total Number of Accounts	8,619
AUM (Assets Under Management)	$ 1,930,938,262

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Timothy L. Whetro

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Laverne Whetro's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL INVESTMENT GROUP, INC.

BUCKINGHAM FINANCIAL GROUP, INC.

BUCKINGHAM CAPITAL MANAGEMENT, INC.

NRP FINANCIAL, INC.

NRP FINANCIAL, INC.

BRECEK & YOUNG ADVISORS, INC.

BRECEK & YOUNG ADVISORS, INC.

DONAHUE SECURITIES, INC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/2/2002

Series 63

Date: 6/23/1999

SIE

Date: 10/1/2018

Series 7

Date: 6/18/1999

Series 6

Date: 8/19/1988

Series 24

Date: 1/10/2006

FINRA

Current Firm

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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