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ML

Michael M. Liciardello

GTS SECURITIES LLC
NEW YORK, NY 10011
Some features on this profile are disabled
CRD#: 1840635
ML

Professional summary

Michael Marc Liciardello is a registered financial professional currently at GTS SECURITIES LLC located in New York, New York and GTS EXECUTION SERVICES LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 14 firms and has passed the Series 63, SIE, Series 7, Series 4, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Marc Liciardello's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 21, 2024 - Present

GTS SECURITIES LLC

Office #1: 625 Avenue Of The Americas 3rd Floor, New York, NY 10011
BD
CRD#: 149224
NEW YORK, NY
Current

April 11, 2025 - Present

GTS EXECUTION SERVICES LLC

Office #1: 625 Avenue Of Americas 3rd Floor, New York, NY 10011
BD
CRD#: 306364
New York, NY
Past

September 26, 2018 - March 7, 2024

RICE FINANCIAL PRODUCTS COMPANY

BD
CRD#: 21606
NEW YORK, NY
Past

June 21, 2018 - September 20, 2018

CV BROKERAGE, INC

BD
CRD#: 462
WILLIAMSTOWN, NJ
Past

December 4, 2017 - May 15, 2018

LAMPERT CAPITAL MARKETS INC.

BD
CRD#: 103725
NEW YORK, NY
Past

September 21, 2015 - January 20, 2016

TFS DERIVATIVES LLC

BD
CRD#: 30395
NEW YORK, NY
Past

April 2, 2015 - September 10, 2015

LEK SECURITIES CORPORATION

BD
CRD#: 33135
NEW CITY, NY
Past

October 2, 2014 - April 6, 2015

CHOICETRADE

BD
CRD#: 104021
EAST BRUNSWICK, NJ
Past

December 4, 2012 - January 3, 2014

MONADNOCK CAPITAL MANAGEMENT, LP

BD
CRD#: 124605
WILMINGTON, DE
Past

December 17, 2010 - May 4, 2012

ABN AMRO CLEARING USA LLC

BD
CRD#: 14020
NEW YORK, NY
Past

January 3, 2008 - September 1, 2008

NEWEDGE FINANCIAL INC.

BD
CRD#: 27322
CHICAGO, IL
Past

January 1, 2007 - April 30, 2010

NEWEDGE USA, LLC

BD
CRD#: 36118
NEW YORK, NY
Past

July 1, 2005 - January 3, 2007

FIMAT PREFERRED LLC

BD
CRD#: 135680
PHILADELPHIA, PA
Past

December 15, 2000 - July 1, 2005

PREFERREDTRADE, INC.

BD
CRD#: 10993
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(6/21/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 12/22/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/13/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 12/20/2018
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/24/2001
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/3/2001
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

GE
GTS EXECUTION SERVICES LLC
GTS EXECUTION SERVICES LLC

CRD#: 306364 / SEC#: , 8-70455

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
625 Avenue Of Americas 3rd Floor, New York, NY 10011
Mailing Address
625 Avenue Of Americas 3rd Floor, New York, NY 10011
Phone number
(212) 715-5900
Established
Delaware since 03/09/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (21 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
GTS EQUITY PARTNERS LLCHOLDING COMPANY/MEMBER
MARTELL, SEANFINOP/CFO4629458
NAZEM, DARIUSHCHIEF OPERATING OFFICER4930821
ROMANELLO, PATRICK JOSEPHCCO5378090
RUBENSTEIN, ARI MCO-FOUNDER AND CEO4134798

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GTS EXECUTION SERVICES LLC

CRD#: 306364New York, NY 10011

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