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Michael Marc Liciardello

GTS SECURITIES
NEW YORK, NY
·CRD# 1840635·26 years experience

Professional Summary

Michael Marc Liciardello is a registered financial advisor currently at GTS SECURITIES LLC located in New York, New York and GTS EXECUTION SERVICES LLC located in New York, New York. Michael is registered as a RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 14 firms and has passed the Series 63, SIE, Series 7, Series 4, Series 10 and Series 9 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

Current

GTS SECURITIES LLCCurrent·CRD# 149224
BD
625 Avenue Of The Americas 3rd Floor, New York, NY 10011
June 21, 2024 - Present
GTS EXECUTION SERVICES LLCCurrent·CRD# 306364
BD
625 Avenue Of Americas 3rd Floor, New York, NY 10011
April 11, 2025 - Present

Past

RICE FINANCIAL PRODUCTS COMPANYPast·CRD# 21606
BD
New York, NY
September 26, 2018 - March 7, 2024
CV BROKERAGE, INCPast·CRD# 462
BD
Williamstown, NJ
June 21, 2018 - September 20, 2018
LAMPERT CAPITAL MARKETS INC.Past·CRD# 103725
BD
New York, NY
December 4, 2017 - May 15, 2018
TFS DERIVATIVES LLCPast·CRD# 30395
BD
New York, NY
September 21, 2015 - January 20, 2016
LEK SECURITIES CORPORATIONPast·CRD# 33135
BD
New City, NY
April 2, 2015 - September 10, 2015
CHOICETRADEPast·CRD# 104021
BD
East Brunswick, NJ
October 2, 2014 - April 6, 2015
MONADNOCK CAPITAL MANAGEMENT, LPPast·CRD# 124605
BD
Wilmington, DE
December 4, 2012 - January 3, 2014
ABN AMRO CLEARING USA LLCPast·CRD# 14020
BD
New York, NY
December 17, 2010 - May 4, 2012
NEWEDGE USA, LLCPast·CRD# 36118
BD
New York, NY
January 1, 2007 - April 30, 2010
NEWEDGE FINANCIAL INC.Past·CRD# 27322
BD
Chicago, IL
January 3, 2008 - September 1, 2008
FIMAT PREFERRED LLCPast·CRD# 135680
BD
Philadelphia, PA
July 1, 2005 - January 3, 2007
PREFERREDTRADE, INC.Past·CRD# 10993
BD
San Francisco, CA
December 15, 2000 - July 1, 2005

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Current Firm

GE
GTS EXECUTION SERVICES LLC

GTS EXECUTION SERVICES LLC

CRD#: 306364 / SEC#: 8-70455
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

625 Avenue Of Americas 3rd Floor, New York, NY 10011

Mailing Address

625 Avenue Of Americas 3rd Floor, New York, NY 10011

Phone Number

(212) 715-5900

Established

Delaware since 03/09/2018

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (21 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
GTS EQUITY PARTNERS LLCHOLDING COMPANY/MEMBER—
MARTELL, SEANFINOP/CFO4629458
NAZEM, DARIUSHCHIEF OPERATING OFFICER4930821
ROMANELLO, PATRICK JOSEPHCCO5378090
RUBENSTEIN, ARI MCO-FOUNDER AND CEO4134798

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(6/21/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2000About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Dec 2018About the Series 4 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2001About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2001About the Series 9 exam
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SRO Registrations
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SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
MEMX LLC
SRO Registrations
MIAX PEARL, LLC
SRO Registrations
NYSE American LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
NYSE National, Inc.
SRO Registrations
NYSE Texas, Inc.
SRO Registrations
Nasdaq PHLX LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
Nasdaq Texas, LLC
SRO Registrations
New York Stock Exchange
SRO Registrations
Texas Stock Exchange LLC
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Marc Liciardello's CRS (Customer Relationship Summary).

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