David Alan Handler
Professional Summary
David Alan Handler is a registered financial advisor currently at TIDAL PARTNERS located in Palo Alto, California. David is registered as a RR (Registered Representative) and started their career in finance in 1988. David has worked at 10 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 72, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
TIDAL PARTNERS | TIDAL PARTNERS, LLC
Contact Information
Main Address
260 Homer Avenue Suite 101, Palo Alto, CA 94301Mailing Address
260 Homer Avenue Suite 101, Palo Alto, CA 94301Phone Number
(650) 748-9021Established
Delaware since 08/01/2022Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/7/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 72 — Government Securities Representative Examination
Passed Jan 2023SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Alan Handler's CRS (Customer Relationship Summary).
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